Page last updated: 19 July 2024

Consultations

Consultation is an important part of our policy development process. Our consultation is designed to encourage quality engagement from interested businesses and individuals, balanced with the need to complete policy work within the required timeframe. When consulting on policy development we will:

post upcoming consultation on our homepage calendar as they are scheduled
publish consultation documents that clearly describe the issue we’re seeking feedback on
provide a reasonable amount of time for respondents to provide quality feedback. If you need more time, please contact the FMA
publish the feedback we receive through consultation, usually via a summary of the key themes, our response and the names of submitters
undertake further consultation if our initial proposal changes significantly and we need additional feedback
publish a regulatory impact statement for significant policy decisions

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Found 113 results. Displaying page 8 of 8

Closed - with decision

14 May 2014

FMA seeks comments on proposed class exemption to apply to initial public offers

Consultation paper: FMA seeks comments on proposed class exemption to apply to initial public offers. The Financial Markets Authority (FMA) is planning to consult on a proposed class exemption for firms making initial public offers (IPOs). Read more.
Closed - with decision

31 January 2014

Consultation: Financial Reporting - Regulatory policy for financial reporting designations and exemptions

Consultation: Financial Reporting - Regulatory policy for financial reporting designations and exemptions. We invite you to review our policies and the proposed changes and share your feedback on them with us. Submissions close on 28 February 2014.
Closed - with decision

13 December 2013

Consultation Papers on draft minimum standards and conditions for new licenses

CONSULTATION PAPER: The Financial Markets Conduct Act 2013 (the Act) introduces licensing for providers offering certain types of financial services. We are now consulting on the proposed minimum standards for these licence types. Read more here.
Closed - with decision

26 July 2013

Consultation paper: Draft guidance notes for financial advisers

Consultation paper: Draft guidance notes for financial advisers. Read more here.
Closed - with decision

12 July 2013

Consultation Paper: Charitable and Religious Purposes Exemption Review

Consultation Paper: Charitable and Religious Purposes Exemption Review. Read more here.
Closed - with decision

11 July 2013

Consultation paper: Practical implications of Reporting Entities transacting with other Reporting Entities and the Factsheet on Managing Intermediaries

Consultation paper: Practical implications of Reporting Entities transacting with other Reporting Entities and the Factsheet on Managing Intermediaries. Read more here.
Closed - with decision

27 March 2013

Consultation Paper: Class exemption review

Consultation Paper: Class exemption review. The FMA has undertaken a review of 44 class exemption notices expiring in 2012. Read more here.
Closed - with decision

18 February 2013

Consultation Paper: Financial Advisers Australian Licensee notice

Consultation Paper: Financial Advisers Australian Licensee notice. Read more here.

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