Like many organisations, we use technology on our website to collect information that helps us enhance the experience of our site. The cookies we use allow our website to work and help us to better understand what information is most useful to you.
First published 3 November 2014
Final date for submissions
|Consultation paper||Issuers’ Registers of Regulated Products and FMA’s Discretion under Section 224|
|Submission form||Included as a part of the consulation paper|
|Resulting document||Issuers registers of regulated products and the FMAs discretion under section 224 information sheet|
This paper gives an overview of the requirements relating to issuers’ registers of regulated products under Subpart 4 of Part 4 of the Financial Markets Conduct Act 2013 (FMC Act).
It also sets out our thinking on how we will exercise our discretion to authorise an issuer to decline a request for a copy of a register under section 224 of the FMC Act.