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Services
Accredited bodies
Administrators of financial benchmarks
Auditors
Authorised body under a financial advice provider licence
Client money or property services provider
Climate Reporting Entities (CREs)
Crowdfunding service providers
Crypto asset service providers
Directors
Derivatives issuers
Discretionary Investment Management Service (DIMS)
e-money and payment service providers
Financial advice provider
Financial adviser
Financial Institutions
Financial market infrastructures
Independent trustees
Interposed persons under the financial advice regime
- Financial Institution licensing
- Fair Conduct Programme
- Financial institution licensing FAQs
- Sales incentive FAQs
- Financial institution regulatory returns
- FMA letter sent to entities licensed under the Conduct of Financial Institutions regime (CoFI)
- FMA Letter to Insurers Regarding Incentive Structures and Fair Conduct Obligations
- FMA letter sent to banks and non-bank deposit takers regarding mortgage fraud
