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AML/CFT FAQs

Frequently asked questions answered about AML/CFT and obligations of reporting entities in New Zealand.

FMA underlines importance of effective liquidity risk management for fund managers

FMA issues updated guide on liquidity risk management, urging MIS managers to ensure fair, effective fund operations during market volatility.

FMA publishes fund manager risk assessment report

The FMA has published its Managed Investment Schemes (MIS) Sector Risk Assessment, which analyses key risks in the funds management industry at a sector level.

BOLSTER RISK MANAGEMENT LIMITED

BOLSTER RISK MANAGEMENT LIMITED is an AML/CFT reporting entity.

AML/CFT Sector Risk Assessment 2021

Our Sector Risk Assessment (SRA) helps us and the Reporting Entities we supervise understand the risks of money-laundering (ML) and terrorism financing (TF) in each sector. This SRA replaces our SRA published in 2017.

culwalla consulting submission

Response to Consultation Paper - Culwalla Consulting: Practical implications of Reporting Entities transacting with other Reporting Entities and the Factsheet on Managing Intermediaries.

Trustees Executors submission

Submission from Trustees Executors in response to the Consultation paper: practical implications of reporting entities transacting with other reporting entities

Securities Industry Association submission

Consultation submission from Securities Industry Association, 1 Aug 2013: Practical implications of factsheet on Managing Intermediaries feedback