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The Auckland High Court has ordered life insurer AIA to pay a pecuniary penalty of $700,000 for making false and/or misleading representations to some customers, following proceedings brought by the FMA.
FMA released annual review of how well Catalist is meeting its licensed market operator obligations.
The Ministry of Business, Innovation and Employment (MBIE) has released two consultations on incentives regulations and proposed licensing fees to support the Conduct of Financial Institutions (CoFI) regime.
RBNZ and FMA are inviting feedback on the exposure drafts of standards for financial market infrastructures (FMIs).
FMA announces changes to its executive leadership team.
Latest KiwiSaver statements report shows 80% of members engaging with their annual statements.
FMA has made a permanent stop order that applies to Wisdom House Investment Partners Limited and Yuen Pok (Paul) Loo after they engaged in misleading and dishonest conduct.
FMA has directed Kalkine New Zealand Limited to stop making outgoing sales calls to people in New Zealand.
FMA released its Annual Corporate Plan 2022/23 (ACP), signalling a period of change for both the financial services industry and the regulator itself.
MEDIA RELEASE issued by the FMA announcing an interim stop order that applies to Wisdom House Investment Partners Limited and Yuen Pok.
Cigna Life Insurance New Zealand Limited has admitted to making false and/or misleading representations to customers in proceedings.
Research from the FMA reveals insights into the mindset and motivations of consumers as they manage their money and deal with financial services firms.
FMA issued an infringement notice to Alliant Perpetual (Alliant) for failing to file financial statements by their due date.
A review of 14 KiwiSaver and other managed funds to establish how well they are applying the FMA’s integrated financial product (IFP) guidance.
Consultation paper on proposed standard conditions for licences granted under the Financial Markets (Conduct of Institutions) Amendment Act 2022.