Media releases – 2015

Found 779 results. Displaying page 4 of 52

1. Media release

   25 June 2024

   Time for your annual KiwiSaver health check

   The FMA and the Retirement Commission are together calling on KiwiSaver members to check their annual statements this year and see if they are on track for their retirement savings goals.
2. Media release

   20 June 2024

   Advisory: FMA publishes Auditor Regulation and Oversight Plan

   FMA releases 2024–2027 Auditor Oversight Plan, focusing on audit firm governance, quality reviews, staff performance, and compliance standards.
3. Media release

   19 June 2024

   FMA and XRB issue user guides to help users of climate statements

   The Financial Markets Authority (FMA) and the External Reporting Board (XRB) – have jointly produced a set of guides designed to help people understand the Climate-related Disclosures (CRD) regime
4. Media release

   14 June 2024

   FMA provides additional support to smaller firms for CoFI licensing

   The FMA has today published an information sheet specifically for smaller firms to assist in establishing and maintaining a Fair Conduct Programme (FCP) and applying for a Financial Institution (CoFI) licence.
5. Media release

   12 June 2024

   FMA files civil proceedings against Booster Investment Management Ltd and individual directors and senior managers

   The FMA has filed civil proceedings against Booster Investment Management Limited (BIML), a wholly owned subsidiary of Booster Financial Services Limited.
6. Media release

   11 June 2024

   FMA opens consultation on proposed standard conditions for Derivatives Issuers

   FMA consults on new conditions for Derivatives Issuers, proposing limits on leverage and stricter suitability checks to protect NZ retail investors.
7. Media release

   7 June 2024

   Statement regarding adjournment of FMA’s IPO proceeding against CBLC, Peter Harris, Alistair Hutchison and Carden Mulholland

   The FMA acknowledges the High Court’s decision to adjourn the trial for the FMA’s Initial Public Offer (IPO) proceeding against CBLC (in liquidation).
8. Media release

   31 May 2024

   FMA cancels Stockfox Limited’s FAP licence

   The FMA has cancelled Stockfox Limited’s (Stockfox) Financial Advice Provider (FAP) licence with effect from 30 May 2024.
9. Media release

   30 May 2024

   FMA publishes first monitoring insights report into Financial Advice Providers

   FMA releases first monitoring report on Financial Advice Providers, highlighting progress, good practices, and areas needing improvement under new regime.
10. Cases

    28 May 2024

    Matthew Hill to pay $100,000 penalty for breaching financial markets legislation

    Former CEO Matthew Hill fined $100K for misleading posts about New Talisman Gold, breaching FMC Act by concealing his identity on investor forums.
11. Media release

    20 May 2024

    FMA files civil proceeding against individual for making alleged false or misleading representations and other breaches

    FMA files civil case against Rangi Savage for unregulated share offers, false statements, and FMC Act breaches involving 160+ investors and NZD$122K.
12. Media release

    23 April 2024

    FMA underlines importance of effective liquidity risk management for fund managers

    FMA issues updated guide on liquidity risk management, urging MIS managers to ensure fair, effective fund operations during market volatility.
13. Media release

    18 April 2024

    FMA appoints Louise Unger as Executive Director, Response and Enforcement

    FMA appoints Louise Unger as Executive Director of Response and Enforcement, bringing extensive legal, risk, and financial services experience.
14. Media release

    17 April 2024

    FMA cancels crowdfunding services licence for Equitise

    The FMA has cancelled the crowdfunding services licence of Equitise Pty Ltd (Equitise). The cancellation took effect on 3 April 2024.
15. Media release

    8 April 2024

    FMA introduces new standard condition on business continuity and technology systems plus new process for reporting operational incidents

    FMA sets new standard for business continuity and tech resilience, requiring incident reporting within 72 hours and secure online notification by July 2024.