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Media releases

Keep up to date with announcements, statements and media releases. Subscribe to our alerts and updates here.

For media enquiries, please contact:

Andrew Park
Media Relations Manager
Phone: 09 967 1215
Mobile: 021 220 6770
Email: Andrew.Park@fma.govt.nz
Campbell Gibson
Senior Adviser, Media Relations
Phone: 09 967 1232
Mobile: 021 945 323
Email: Campbell.Gibson@fma.govt.nz

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Found 515 results. Displaying page 1 of 26

    22 September 2020

    FMA prevents CLSA Premium NZ Limited (formerly KVB Kunlun) from offering derivatives to retail investors

    The Financial Markets Authority (FMA) has imposed conditions on the derivatives issuer licence of CLSA Premium New Zealand Limited (CLSAP NZ, formerly KVB Kunlun) that prevent the firm from making an offer to or receiving further funds from, retail investors in relation to derivatives.

    https://www.fma.govt.nz/news-and-resources/media-releases/clsa-premium-nz-prevented-offering-derivatives/

    30 June 2020

    FMA publishes Statement of Intent and Statement of Performance Expectations

    The Financial Markets Authority (FMA) has today released the Statement of Intent and Statement of Performance Expectations. Together the publications set out how the FMA will measure and report on progress against its performance measures and targets. Read both documents and the full media release here.

    https://www.fma.govt.nz/news-and-resources/media-releases/fma-publishes-statement-of-intent-and-statement-of-performance-expectations/

    23 June 2020

    FMA files proceedings against CLSAP NZ (formerly KVB Kunlun) for alleged anti-money laundering breaches

    The Financial Markets Authority (FMA) has filed civil High Court proceedings against CLSA Premium New Zealand Limited (CLSAP NZ) for alleged breaches of the Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) Act. Read the full media release here.

    https://www.fma.govt.nz/news-and-resources/media-releases/fma-files-proceedings-against-clsa-nz-formerly-kvb-kunlun-for-anti-money-laundering-breaches/