Page last updated: 09 September 2024

Warnings and alerts

This list of warnings and alerts on this page contains the names of businesses or individuals you should be wary of if you are planning to invest. The list is not exhaustive and there is no guarantee that the business or individual listed has not changed their name.

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Mergers & Acquisitions Compliance Commission

We do not believe MACC is a legitimate regulator as claimed on their website.

Horizon Holdings Limited

Horizon Holdings Limited is not incorporated in New Zealand nor registered on the FSPR therefore is not permitted to provide financial services to New Zealand residents.

Wealth Management Group Ltd

Hong Kong Securities and Futures Commission warn against the websites www.wmgltd.com and www.wmgfund.com.

TCA Financial

TCA appears to have the characteristics of a boiler room fraud.

Exo Capital Markets Limited trading as Trade 12

Exo Capital Markets Limited trading as Trade 12 The company is not registered on the FSPR and therefore they are not allowed to offer financial services in New Zealand. .

CMS Trader

CMS Trader, Pandorx Ventures Limited, CMS Ventures Limited, and Steven David Hutton are not registered in New Zealand to offer financial services in or from New Zealand.

Liberty Venture Holdings Inc.

Warnings issued by the Australian Securities and Investment Commission in relation to Liberty Venture Holdings Inc.

Corporate Enterprises PTY Limited

The director of Option One (Aust) Pty Limited is the director of Corporate Enterprises PTY Limited, trading as Option Giants, about whom we have received reports of client funds being withheld.

Greenberg International Law and Tax Advisory

Noted warnings that Greenberg International Law & Tax is an unregistered or unlicensed entity.

Titan Trade

The Australian Securities and Investment Commission has warned against conducting business with Titan Trade.

IntegraOption

Warnings issued by the Swiss Financial Market Supervisory Authority (FINMA) in relation to IntegraOption.

PFM Trading Inc.

Warnings issued by the Australian Securities and Investment Commission in relation to PFM Trading Inc.

13th Pty Limited trading as IGOT

Complaints received from New Zealand based clients of IGOT about IGOT’s failure to repay clients in accordance with their instructions.

ACI

There is no connection between the website www.acifxgold.com and Apex Capital Investments Limited, the former name of a New Zealand incorporated company, nor are the activities of the website subject to regulation in New Zealand.

Mr Paul Clifford Hibbs and Hansa Limited

Together with the Serious Fraud Office we are investigating Mr Paul Clifford Hibbs and Hansa Limited (Hansa).

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