BAT Financial Management
A warning was issued in relation to BAT Financial Management and the website www.BATFinancialmanagement.com and associated persons Dan Johnson and William Davies. Read more.
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Consumer
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Investing
- Investing basics
- Deciding how to invest
- Ethical investing
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Types of investments
- Bank regulatory capital
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Investing
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Finance professionals
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Services
- Accredited bodies
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- Client money or property services provider
- Climate Reporting Entities (CREs)
- Crowdfunding service providers
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- Directors
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Financial Institutions
- Financial Institution licensing
- Fair Conduct Programme
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- Sales incentive FAQs
- Financial institution regulatory returns
- FMA letter sent to entities licensed under the Conduct of Financial Institutions regime (CoFI)
- FMA Letter to Insurers Regarding Incentive Structures and Fair Conduct Obligations
- FMA letter sent to banks and non-bank deposit takers regarding mortgage fraud
- Financial market infrastructures
- Independent trustees
- Interposed persons under the financial advice regime
- Managed investment scheme manager
- Market operators
- Offer disclosure for equity and debt offers
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- Focus areas
- Legislation
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Services
- myFMA Document library
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About
- People & leadership
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- Enforcing the law
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- News & Insights Document library
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Contact
- When to contact us
- Make a complaint
- Official Information Act (OIA) requests
- Make a protected disclosure (whistleblowing)
- Frequently asked questions