Document Library | Financial Markets Authority

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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Submissions report CRD PDS proposed guidance

Collation of written feedback received as part of the FMA’s public consultation on the proposed information sheet on references to climate statements in disclosure documents

Regulatory Impact Statement Exemption for CREs in wind up

This document is for climate reporting entities in liquidation, receivership or voluntary administration, and schemes or funds in wind-up, their advisers, primary users of climate statements, and other interested parties. It discusses exemption relief from climate reporting duties

AAI - Settlement agreement FMA and AAI executed

The FMA has been conducting an investigation into AAI’s discounting practices and no claims bonuses as set out in clause 1.3 (the Investigation).

Exemption Notice 2024 - Financial Markets Conduct (Conduct of Financial Institutions The New India Assurance Company Limited)

Financial Markets Conduct (Conduct of Financial Institutions The New India Assurance Company Limited) Exemption Notice 2024

Market Cleanliness Report 2024

This research examines the cleanliness of the New Zealand equity market since 2004.

Feedback form DIMS reporting exemption renewal consultation

Feedback form DIMS reporting exemption renewal consultation

Exemption Notice 2024 - Financial Markets Conduct Tor FX Pty Limited

Financial Markets Conduct (Tor FX Pty Limited ) Exemption Notice 2024

Consultation paper DIMS reporting exemption renewal

Consultation paper - DIMS exemption.

FMA Annual Report 2024

Financial Markets Authority 2024 Annual Report

Ease of Doing Business survey 2024

FMA published the FMA Ease of Doing Business survey 2024 Understanding Key Stakeholders

DIMS Sector Insights 2024

Insights from our 2022-2024 monitoring of the Discretionary Investment Management Service (DIMS) sector

Exemption Notice 2024 - Financial Markets Conduct Climate related Disclosures Fletcher Building Industries Limited

Financial Markets Conduct Climate related Disclosures Fletcher Building Industries Limited Exemption Notice 2024

FMIA Guidance Oct 2024 Designations

This guidance explains the roles of the Reserve Bank and Financial Markets Authority, and the approach the two agencies take when FMIs are designated that can be found here

Financial Markets Conduct (NZX Derivatives Market Rules) Approval of Rule Change Notice 5/2024

Financial Markets Conduct (NZX Derivatives Market Rules) Approval of Rule Change Notice 5/2024

Financial Markets Conduct (NZX NZ Markets Disciplinary Tribunal Rules) Approval of Rule Change Notice 6/2024

Financial Markets Conduct NZX NZ Markets Disciplinary Tribunal Rules Approval of Rule Change Notice 6