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Found 1808 results. Displaying page 109 of 121

1. 26 May 2014

   Exemption Notice - Securities Act Serko Limited

   Securities Act Exemption Notice 2014: Serko Limited.

2. 12 May 2014

   Exemption Notice 2014 - Securities Act (Crawford Property Trust)

   Securities Act (Crawford Property Trust) Exemption Notice 2014

3. 7 May 2014

   Exemption 2014 - Securities Act (Fonterra Co operative Group Limited)

   Securities Act (Fonterra Co operative Group Limited) Exemption 2014

4. 2 May 2014

   Exemption Notice 2014 - Securities Act (The Hongkong and Shanghai Banking Corporation Limited)

   Securities Act (The Hongkong and Shanghai Banking Corporation Limited) Exemption Notice 2014

5. 2 May 2014

   Exemption Notice 2014 - Financial Reporting Act (HSBC)

   Financial Reporting Act (HSBC) Exemption Notice 2014

6. 1 May 2014

   Governance and accountability framework for restricted schemes and their trustees information sheet

   The Financial Markets Conduct (FMC) Act 2013 changes the governance and accountability framework for financial products. Find out what these changes mean for restricted schemes and their trustees.

7. 1 May 2014

   Governance and accountability framework for debt issuers and their licensed supervisors

   The Financial Markets Conduct Act 2013 changes the governance and accountability framework for financial products. Find out what these changes mean for debt issuers and their licensed supervisors.

8. 18 April 2014

   Exemption Notice 2014 - Securities Act (Diligent Board Member Services Inc.)

   Securities Act (Diligent Board Member Services Inc.) Exemption Notice 2014

9. 18 April 2014

   Exemption Notice 2014 - Financial Reporting Act (Diligent Board Member Services, Inc.)

   Financial Reporting Act (Diligent Board Member Services, Inc.) Exemption Notice 2014

10. 1 April 2014

    FMA’s new role as regulator of conduct

    From April 2014, FMA became the main regulator of conduct for financial products and services, replacing the Commerce Commission.

11. 31 March 2014

    Commerce Commission - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the Commerce Commission

12. 28 March 2014

    Exemption Notice 2014 - Futures Contracts (J.P. Morgan Securities LLC)

    Futures Contracts (J.P. Morgan Securities LLC) Exemption Notice 2014

13. 12 March 2014

    Exemption Notice 2014 - Securities Act (Genesis Energy Limited Crown share offer)

    Securities Act (Genesis Energy Limited Crown share offer) Exemption Notice 2014

14. 10 March 2014

    CE expense disclosure - hospitality - 2014 Jan-Feb

    CE hospitality expense disclosure, for the period Jan-Feb 2014 for Liam Mason

15. 1 March 2014

    KiwiSaver schemes monitoring investment risk guidance

    This Guidance Note is designed to assist Trustees of retail non-restricted KiwiSaver schemes (Trustees), in performing their functions effectively.