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Exemption notice - Financial Markets Conduct (trueEX LLC)

Financial Markets Conduct (trueEX LLC) Exemption Notice 2019

Exemption Notice - Obsidian Contributory Mortgage Scheme

Financial Markets Conduct Exemption Notice 2019: Obsidian Contributory Mortgage Scheme.

Exemption notice - Financial Markets Conduct (Masthead Joint Venture)

Financial Markets Conduct (masthead Joint Venture) Exemption Notice 2019

ACAMS Conference - OIA response Redacted

OIA response, dated 22 October 2019, which looks into the FMA’s participation in the October 2019 ACAMS Conference (ACAMS Conference) and more generally about the FMA’s anti-money laundering (AML) regulatory resources.

Circle Markets Limited - Formal Warning

FMA issues formal warning to Circle Markets Ltd on 10 Oct 2019 for AML/CFT Act 2009 breaches under section 80.

KiwiSaver Annual Report 2019

The FMA publishes a report every year based on all providers’ statutory data for the year to the end of March. It summarises our activities as a regulator relating to KiwiSaver during the reporting period.

Psychometric testing - OIA request

OIA response, dated 4 October 2019, which psychometric testing occurred as part of initiatives by the FMA and costs associated during the period 1 July 2017 to 30 June 2019

30 September 2019 Disclose Register Kiwisaver fund updates

This document is the Disclose Register for KiwiSaver fund updates for 30 September 2019

Exemption notice - Financial Markets Conduct (Insider Trading – Livestock Improvement Corporation Limited)

Financial Markets Conduct (Insider Trading - Livestock Improvement Corporation Limited) Exemption Notice 2019

Eoin Malcolm Miller Johnson - Enforceable Undertaking

Enforceable Undertaking by Eoin Malcolm Miller Johnson on 27 August 2019.

Consultation green bonds and other responsible investment products

This consultation seeks issuer and investor input on green bonds and other responsible investment products that expressly take into account environmental, social, and/or governance considerations. Submissions will initially be used to help us develop guidance for issuers.

Green bonds and other responsible investment products feedback form

Feedback form: Consultation on Green bonds and other responsible investment products

Director Essentials in Te Reo Maori - IoD

Ka tautoko ngā poari whakahaere rangatōpū pai i te angitu o ngā kaihaumi. Hei hāpai kia tipu ai, kia momoho ai ngā kamupene, me mōhio ngā whakataka ki te whakahaere mōrea me te whai i ngā huarahi mōrea i runga i te wairua takohanga. Ehara te noho hei whakataka i te ingoa noa iho. He matawhānui ngā mahi me ngā herenga matatika, ture, arumoni hoki o te tūnga whakataka. This guide was issued by the FMA and Institute of Directors.

Growing New Zealands Capital Markets 2029

This report provides an overview of the process and key recommendations which we believe will have a higher impact on the New Zealand capital markets ecosystem in the coming decade

Standard conditions for independent trustee corporates

FMA’s standard conditions for corporate independent trustees, covering independence, compliance, governance, and reporting requirements.

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