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CoFR Financial Markets - Regulatory Charter

New Zealand Council of Financial Regulators: Regulatory Charter

AMP Wealth Management Limited - Notice under section 68 of the Financial Markets Conduct Act 2013 Reduction of waiting period

Legislative notices supporting the FMC Act regime

FMA update on exemptions, designations, and legislative tools supporting FMC Act compliance, including sector-specific relief.

Review of corporate goverance disclosure 2016

This 2016 report presents our review of corporate governance reporting. We are sharing these findings with companies so they can reflect on their governance practices and disclosures.

Authorised Financial Advisers in NZ — key findings 2016

This report is a summary of industry trends from AFA information returns 1 July 2013 - 30 June 2015.

Expense disclosure CE Gifts January June 2016

CE gifts and hospitality disclosure for the period 1 January 2016 - 30 June 2016

Expense disclosure CE Hospitality January June 2016

CE expenses disclosure for the period 1 January 2016 - 30 June 2016

Expense disclosure CE January June 2016

CE expenses disclosure for the period 1 January 2016 - 30 June 2016

Expense disclosure CE Travel January June 2016

CE expenses disclosure for the period 1 January 2016 - 30 June 2016

Auditor General - MOU

MOU concerning consultation, cooperation and the exchange of information between the FMA and the Auditor General

Exemption notice - Financial Markets Conduct Foodstuffs Provident Fund

Financial Markets Conduct Exemption Notice 2016: Foodstuffs Provident Fund.

Staff and board members gifts and hospitality - OIA response

OIA response, dated 6 July 2018, to a request regarding FMA’s policy surrounding staff and board members accepting gifts and/or hospitality and, a list of any gifts and/or hospitality accepted staff and board members since 1 July 2016.

AML CFT How to complete your annual CFT user guide 1

2016 AML/CFT guide helps NZ financial advisers easily complete annual AML/CFT reports, clarifying key questions for small firms.

Exemption Notice - Financial Markets Conduct Beca Group Superannuation Plan

Financial Markets Conduct (Beca Group Superannuation Plan) Exemption Notice 2016

30 June 2016 Disclose Register Kiwisaver fund updates

This document is the Disclose Register for KiwiSaver fund updates for 30 June 2016

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