Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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Financial Markets Conduct (Kiwi Capital Funding Limited) Exemption Notice 2016

Financial Markets Conduct (Complectus Trustee Services Limited) Exemption Notice 2016

Financial Markets Conduct (Corporate Trustees) Exemption Notice 2016

Financial Markets Conduct (Midlands Mortgage Trust Group Investment Fund) Exemption Notice 2016

This Financial Markets Conduct Act Exemption Notice 2016 granted to AMP Legacy Superannuation Schemes.

Financial Markets Conduct (Arria NLG Limited Scheme) Exemption Notice 2016

Financial Markets Conduct (Fonterra Shareholders' Fund) Exemption Notice 2016

Summary of changes to fees and levies Oct 2016

Financial Markets Conduct (Cash Advantage Fund and Term Advantage Fund) Exemption Notice 2016

Financial Markets Conduct Licensed Independent Corporate Trustees of Restricted Schemes Exemption Notice 2016

Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2016

Annual regulatory return information to be provided by licensed peer-to-peer lending service providers to the FMA.

Annual regulatory return information guidance document to be provided by licensed crowdfunding service providers to the FMA.

FMA Annual Report 2016.

This consultation aims to gain feedback on our proposals for regulatory returns for licensed crowdfunding and peer-to-peer lending service providers.

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