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Document Library

A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

Found 1757 results. Displaying page 24 of 118

  1. 24 August 2023

    Exemption Notice- Financial Markets Conduct Times-7 Group

    The Financial Markets Conduct (Times-7 Group) Exemption Notice 2023 exempts Times-7 Holdings Limited and Times-7 Research Limited (together, the issuers) from compliance with the disclosure requirements of Part 3 of the Financial Markets Conduct Act 2013 (Act).

  3. 22 August 2023

    Cigna - Settlement Agreement

    The Parties have agreed to settle all matters that were the subject of the Investigation on the terms set out in this Agreement.

  6. 11 August 2023

    Enprise Group Limited - Warning

    FMA warns Enprise Group for failing to keep proper accounting records under FMC Act obligations, citing issues with asset impairment and tax loss recognition.

  10. 2 August 2023

    Class legislative notices summary 2023

    This is a summary of the Financial Markets Conduct Act class legislative notices we have granted (and are in force) as at 1 June 2023. It includes exemptions, designations, frameworks or methodologies, and public accountability notices.