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A filtered search by topic for all guidance, reports or research documents stored on the FMA website.

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Exemption Notice 2012 - Securities Act Fundzi Limited Pre paid Debit Cards

Securities Act Fundzi Limited Pre paid Debit Cards Exemption Notice 2012

AML/CFT Guide for small financial adviser businesses

This guide is designed to help financial advisers working independently or in a small business comply with their obligations under the Anti-Money Laundering and Countering the Financing of Terrorism Act 2009 (the AML/CFT Act) and associated regulations (together AML/CFT law).

Expense disclosure CE gifts and hospitality six monthly disclosure 2011 jul dec

CE expenses disclosure for the period 1 July 2011 - 31 December 2011

Exemption Notice 2011 - Securities Act The NP Equity Group Limited Exemption Notice 2011

Securities Act (The NP Equity Group Limited) Exemption Notice 2011

Exemption notice - Securities Act Argosy Property Limited 2011

Securities Act Exemption notice - Argosy Property Limited 2011

Exemption Notice 2011 - Securities Act Westpac Banking Corporation Australian Ban

Securities Act (Westpac Banking Corporation – Australian Bank Accounts) Exemption Notice 2011

Exemption Notice 2011 - Securities Act Meridian Energy Limited

Securities Act Meridian Energy Limited Exemption Notice

Reserve Bank of New Zealand (RBNZ) settlement systems - MOU

MOU with Reserve Bank of New Zealand (RBNZ) on the designation and oversight of settlement systems

Consultation Proposed Guidance Note KiwiSaver Performance Fees Kensington Swan submission

Response to consultation from Kensington Swan: KiwiSaver performance fees draft guidance note

Exemption Notice 2011 - Securities Act Auckland Transport

Securities Act Auckland Transport Exemption Notice 2011

Exemption Notice 2011 - Securities Act Fairview Country Club

Securities Act Fairview Country Club Exemption Notice 2011

Exemption Notice 2011 - Securities Act Forest Enterprises Limited Exemption Notice

Securities Act (Forest Enterprises Limited) Exemption Notice 2011

Securities commission Annual Report 2011

The annual report as published by the Securities Commission in 2011.

KiwiSaver Report 2011

The report details the principal matters transacted under the Act during the year ended 30 June 2011, and contains the sixth annual summary of the statistical returns, required to be lodged by KiwiSaver schemes under section 125 of the Act.

Exemption Notice 2011 - Securities Act PSIS Limited Exemption Notice 2011

Securities Act (PSIS Limited) Exemption Notice 2011

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