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This regulatory impact statement analyses options considered in course of policy work leading to a final decision to exempt offerors of certain debt securities relying on the $750,000 minimum investment wholesale investor exclusion, on conditions, from having to include investor warnings on offer documents and obtain an investor acknowledgement.

The aim of this report is to summarise our monitoring to help firms and individuals better understand our expectations, and therefore improve their systems and processes, and ensure compliance with the Act. This report covers the period from 1 July 2014 to 30 June 2015.

CE gifts and hospitality disclosure for the period 1 June 2015 - 31 December 2015

CE expenses disclosure for the period 1 July 2015 - 31 December 2015

This notice allows for the NZX to replace the NZ Markets Disciolinary Tribunal Rules date 16 April 2015 with the NZMDT Rules provided to the FMA on 11 Nov 2015

FMA consults on proposed exemptions for forestry schemes under the FMC Act, covering small scheme relief, manager licensing, custody, and reporting.