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Financial Markets Conduct Act exemptions

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Found 114 results. Displaying page 4 of 6

    5 February 2017

    Financial Markets Conduct (Wholesale Investor Exclusion—$750,000 Minimum Investment) Exemption Notice 2017

    Financial Markets Conduct (Wholesale Investor Exclusion—$750,000 Minimum Investment) Exemption Notice 2017 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-wholesale-investor-exclusion750000-minimum-investment-exemption-notice-2017/

    1 December 2016

    Financial Markets Conduct (Securities Offered under Securities Act 1978 Exemptions Recognising Overseas Regimes) Exemption Notice 2016

    Financial Markets Conduct (Securities Offered under Securities Act 1978 Exemptions Recognising Overseas Regimes) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-securities-offered-under-securities-act-1978-exemptions-recognising-overseas-regimes-exemption-notice-2016/

    1 December 2016

    Financial Markets Conduct (Employee Share Purchase Scheme Shares Offered under Securities Act 1978) Exemption Notice 2016

    Financial Markets Conduct (Employee Share Purchase Scheme Shares Offered under Securities Act 1978) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-employee-share-purchase-scheme-shares-offered-under-securities-act-1978-exemption-notice-2016/

    18 November 2016

    Financial Markets Conduct (Property Schemes—Custody of Assets) Exemption Notice 2016

    Financial Markets Conduct (Property Schemes—Custody of Assets) Exemption Notice 2016 Regulatory Impact Statement – Property schemes Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-property-schemescustody-of-assets-exemption-notice-2016/