Financial Markets Conduct Act exemptions

Found 118 results. Displaying page 4 of 6

1. 3 August 2017

   Financial Markets Conduct (US Futures Commission Merchants)

   Date in force: The day after its notification in the Gazette (6 November 2015) Financial Markets Conduct (US Futures Commission Merchants) Exemption Notice 2015 Share this Share on Facebook Tweet this Email this Back to top...

   https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-us-futures-commission-merchants/

2. 21 July 2017

   Financial Markets Conduct (Goodman Group) Exemption Notice 2017

   Financial Markets Conduct (Goodman Group) Exemption Notice 2017

   https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-goodman-group-exemption-notice-2017/

3. 14 July 2017

   Financial Markets Conduct (Superannuation Schemes and Workplace Savings Schemes Being Wound Up – Securities Allotted under Securities Act 1978) Exemption Notice 2017

   Financial Markets Conduct (Superannuation Schemes and Workplace Savings Schemes Being Wound Up – Securities Allotted under Securities Act 1978) Exemption Notice 2017 Share this Share on Facebook Tweet this Email this Back to top...

   https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-superannuation-schemes-and-workplace-savings-schemes/

4. 14 July 2017

   Financial Markets Conduct (Unit Trusts and Group Investment Funds Being Wound Up – Securities Allotted under Securities Act 1978) Exemption Notice 2017

   Financial Markets Conduct (Unit Trusts and Group Investment Funds Being Wound Up – Securities Allotted under Securities Act 1978) Exemption Notice 2017  Share this Share on Facebook Tweet this Email this Back to top...

   https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-unit-trusts-and-group-investment-funds/

5. 30 June 2017

   Financial Markets Conduct (Coöperatieve Rabobank U.A.) Exemption Notice 2017

   Financial Markets Conduct (Coöperatieve Rabobank U.A.) Exemption Notice 2017 Share this Share on Facebook Tweet this Email this Back to top...

   https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-cooeperatieve-rabobank-u-a-exemption-notice-2017/

6. 30 June 2017

   Financial Markets Conduct (Australian Scholarships Group Friendly Society Limited) Exemption Notice 2017

   Financial Markets Conduct (Australian Scholarships Group Friendly Society Limited) Exemption Notice 2017 Share this Share on Facebook Tweet this Email this Back to top...

   https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-australian-scholarships-group-friendly-society-limited-exemption-notice-2017/

7. 30 June 2017

   Financial Markets Conduct (Heinz-Wattie Limited Pension Plan) Exemption Notice 2017

   Financial Markets Conduct (Heinz-Wattie Limited Pension Plan) Exemption Notice 2017 Share this Share on Facebook Tweet this Email this Back to top...

   https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-heinz-wattie-limited-pension-plan-exemption-notice-2017/

8. 28 April 2017

   Financial Markets Conduct (Plus500AU Pty Ltd) Exemption Notice 2017

   https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-plus500au-pty-ltd-exemption-notice-2017/

9. 28 April 2017

   Financial Markets Conduct (Berkshire Hathaway Specialty Insurance Company) Exemption Notice 2017

   Financial Markets Conduct (Berkshire Hathaway Specialty Insurance Company) Exemption Notice 2017 Share this Share on Facebook Tweet this Email this Back to top...

   https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-berkshire-hathaway-specialty-insurance-company-exemption-notice-2017/

10. 7 April 2017

    Financial Markets Conduct (Stride Property Group) Exemption Notice 2017

    Financial Markets Conduct (Stride Property Group) Exemption Notice 2017 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-stride-property-group-exemption-notice-2017/

11. 7 April 2017

    Financial Markets Conduct (The City of London Investment Trust plc) Exemption Notice 2017

    Financial Markets Conduct (The City of London Investment Trust plc) Exemption Notice 2017 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-the-city-of-london-investment-trust-plc-exemption-notice-2017/

12. 10 March 2017

    Financial Markets Conduct (JP Morgan Chase Bank N.A.) Exemption Notice 2017

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-jp-morgan-chase-bank-n-a-exemption-notice-2017/

13. 5 February 2017

    Financial Markets Conduct (Wholesale Investor Exclusion—$750,000 Minimum Investment) Exemption Notice 2017

    Financial Markets Conduct (Wholesale Investor Exclusion—$750,000 Minimum Investment) Exemption Notice 2017 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-wholesale-investor-exclusion750000-minimum-investment-exemption-notice-2017/

14. 13 January 2017

    Financial Markets Conduct (JPMorgan Global Growth & Income plc and JPMorgan Japanese Investment Trust plc) Exemption Notice 2016

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-jpmorgan-global-growth-and-income-plc-and-jpmorgan-japanese-investment-trust-plc-exemption-notice-2016/

15. 23 December 2016

    Financial Markets Conduct (Small Co-operatives) Exemption Notice 2016

    Financial Markets Conduct (Small Co-operatives) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-small-co-operatives-exemption-notice-2016/

16. 1 December 2016

    Financial Markets Conduct (Rabo Capital Securities Limited) Exemption Notice 2016

    Financial Markets Conduct (Rabo Capital Securities Limited) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-rabo-capital-securities-limited-exemption-notice-2016/

17. 1 December 2016

    Financial Markets Conduct (Overseas Banks Offering Simple Debt Products) Exemption Notice 2016

    Financial Markets Conduct (Overseas Banks Offering Simple Debt Products) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-overseas-banks-offering-simple-debt-products-exemption-notice-2016/

18. 1 December 2016

    Financial Markets Conduct (Securities Offered under Securities Act 1978 Exemptions Recognising Overseas Regimes) Exemption Notice 2016

    Financial Markets Conduct (Securities Offered under Securities Act 1978 Exemptions Recognising Overseas Regimes) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-securities-offered-under-securities-act-1978-exemptions-recognising-overseas-regimes-exemption-notice-2016/

19. 1 December 2016

    Financial Markets Conduct (The Kingdom Resources Trust) Exemption Notice 2016

    Financial Markets Conduct (The Kingdom Resources Trust) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-the-kingdom-resources-trust-exemption-notice-2016/

20. 1 December 2016

    Financial Markets Conduct (Equine Bloodstock) Exemption Notice 2016

    Financial Markets Conduct (Equine Bloodstock) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-equine-bloodstock-exemption-notice-2016/