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Page last updated: 23 November 2022

FMC Act exemptions

While the law gives us broad powers to grant exemptions from compliance with specific provisions in the FMC Act, we consider that our exemption power only extends to compliance provisions, not to liability provisions.

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  3. 1 July 2025

    Financial Markets Conduct (Futurity Investment Group Limited) Exemption Notice 2025

    The FMA’s Exemption Notice 2025 grants Futurity Investment Group and Covenant Trustee Services exemptions from specific reporting and winding‑up requirements under the Financial Markets Conduct Act 2013, subject to compliance with Australian Prudential Regulation Authority standards and ongoing disclosure obligations.

  10. 21 May 2025

    Financial Markets Conduct (Helios Energy) Exemption Notice 2025

    The Financial Markets Conduct (Helios Energy) Exemption Notice 2025 (the Notice) exempts Helios Energy Hold LP (Helios) from compliance with the disclosure and governance requirements of Parts 3 and 4 of the Financial Markets Conduct Act 2013 (Act), in respect of offers of limited partnership interests in Helios (including options to acquire those partnership interests) (interests), made under Helios’ staff incentive scheme (scheme) to certain employees, contractors and other eligible persons.