Financial Markets Conduct Act exemptions

Found 109 results. Displaying page 4 of 6

1. 1 December 2016

   Financial Markets Conduct (Denarau Villas) Exemption Notice 2016

   Financial Markets Conduct (Denarau Villas) Exemption Notice 2016  Share this Share on Facebook Tweet this Email this Back to top...

   https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-denarau-villas-exemption-notice-2016/

2. 1 December 2016

   Financial Markets Conduct (The Bible Society Development New Zealand Inc.) Exemption Notice 2016

   Financial Markets Conduct (The Bible Society Development New Zealand Inc.) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

   https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-the-bible-society-development-new-zealand-inc-exemption-notice-2016/

3. 1 December 2016

   Financial Markets Conduct (Equine Bloodstock) Exemption Notice 2016

   Financial Markets Conduct (Equine Bloodstock) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

   https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-equine-bloodstock-exemption-notice-2016/

4. 1 December 2016

   Financial Markets Conduct (Employee Share Purchase Scheme Shares Offered under Securities Act 1978) Exemption Notice 2016

   Financial Markets Conduct (Employee Share Purchase Scheme Shares Offered under Securities Act 1978) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

   https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-employee-share-purchase-scheme-shares-offered-under-securities-act-1978-exemption-notice-2016/

5. 30 November 2016

   Financial Markets Conduct (Flight Centre (NZ) Limited) Exemption Notice 2016

   Financial Markets Conduct (Flight Centre (NZ) Limited) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

   https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-flight-centre-nz-limited-exemption-notice-2016/

6. 18 November 2016

   Financial Markets Conduct (Property Schemes—Custody of Assets) Exemption Notice 2016

   Financial Markets Conduct (Property Schemes—Custody of Assets) Exemption Notice 2016 Regulatory Impact Statement – Property schemes Share this Share on Facebook Tweet this Email this Back to top...

   https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-property-schemescustody-of-assets-exemption-notice-2016/

7. 18 November 2016

   Financial Markets Conduct (Bonus Bonds) Exemption Notice 2016

   Financial Markets Conduct (Bonus Bonds) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

   https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-bonus-bonds-exemption-notice-2016/

8. 18 November 2016

   Financial Markets Conduct (Forestry Schemes) Exemption Notice 2016

   Financial Markets Conduct (Forestry Schemes) Exemption Notice 2016 Regulatory Impact Statement – Forestry schemes Share this Share on Facebook Tweet this Email this Back to top...

   https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-forestry-schemes-exemption-notice-2016/

9. 18 November 2016

   Financial Markets Conduct (Recognised Exchanges) Exemption Notice 2016

   Financial Markets Conduct (Recognised Exchanges) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

   https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-recognised-exchanges-exemption-notice-2016/

10. 18 November 2016

    Financial Markets Conduct (Incidental Offers) Exemption Notice 2016

    Every issuer (A), and every holder of financial products issued by A, is exempted from Parts 3 and 4 of the Act in respect of an offer of any financial products of which A is the issuer if certain conditions are met. Read more.

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-incidental-offers-exemption-notice-2016/

11. 11 November 2016

    Financial Markets Conduct (Corporate Trustees) Exemption Notice 2016

    Financial Markets Conduct (Corporate Trustees) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-corporate-trustees-exemption-notice-2016/

12. 4 November 2016

    Financial Markets Conduct (Disclosure Using Overseas GAAP) Exemption Notice 2016

    Financial Markets Conduct (Disclosure Using Overseas GAAP) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-disclosure-using-overseas-gaap-exemption-notice-2016/

13. 4 November 2016

    Financial Markets Conduct (Overseas FMC Reporting Entities) Exemption Notice 2016

    Financial Markets Conduct (Overseas FMC Reporting Entities) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-overseas-fmc-reporting-entities-exemption-notice-2016/

14. 1 November 2016

    Financial Markets Conduct (Fonterra Shareholders’ Fund) Exemption Notice 2016

    Financial Markets Conduct (Fonterra Shareholders’ Fund) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-fonterra-shareholders-fund-exemption-notice-2016/

15. 28 October 2016

    Financial Markets Conduct (Overseas Registered Banks and Licensed Insurers) Exemption Notice 2016

    This notice applies to overseas banks that are registered and overseas insurers that are licensed by the Reserve Bank of New Zealand (the Reserve Bank). This notice exempts overseas registered banks and overseas licensed insurers from certain provisions.

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-overseas-registered-banks-and-licensed-insurers-exemption-notice-2016/

16. 28 October 2016

    Financial Markets Conduct (Communal Facilities in Real Property Developments) Exemption Notice 2016

    Financial Markets Conduct (Communal Facilities in Real Property Developments) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-communal-facilities-in-real-property-developments-exemption-notice-2016/

17. 28 October 2016

    Financial Markets Conduct (Cash Advantage Fund and Term Advantage Fund) Exemption Notice 2016

    Financial Markets Conduct (Cash Advantage Fund and Term Advantage Fund) Exemption Notice 2016  Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-cash-advantage-fund-and-term-advantage-fund-exemption-notice-2016/

18. 14 October 2016

    Financial Markets Conduct (Overseas Subsidiary Balance Date Alignment) Exemption Notice 2016

    Financial Markets Conduct (Overseas Subsidiary Balance Date Alignment) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-overseas-subsidiary-balance-date-alignment-exemption-notice-2016/

19. 23 September 2016

    Financial Markets Conduct (IG Markets Limited) Exemption Notice 2016

    Financial Markets Conduct (IG Markets Limited) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-ig-markets-limited-exemption-notice-2016/

20. 16 September 2016

    Financial Markets Conduct (Licensed Independent Trustees of Restricted Schemes) Exemption Notice 2016

    Financial Markets Conduct (Licensed Independent Trustees of Restricted Schemes) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-licensed-independent-trustees-of-restricted-schemes-exemption-notice-2016/