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Financial Markets Conduct Act exemptions

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Found 113 results. Displaying page 4 of 6

    1 December 2016

    Financial Markets Conduct (Employee Share Purchase Scheme Shares Offered under Securities Act 1978) Exemption Notice 2016

    Financial Markets Conduct (Employee Share Purchase Scheme Shares Offered under Securities Act 1978) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-employee-share-purchase-scheme-shares-offered-under-securities-act-1978-exemption-notice-2016/

    24 November 2016

    Financial Markets Conduct (NZ Mortgage Income Trust (No 2 Fund) Group Investment Fund) Exemption Notice 2016

    Financial Markets Conduct (NZ Mortgage Income Trust (No 2 Fund) Group Investment Fund) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-nz-mortgage-income-trust-no-2-fund-group-investment-fund-exemption-notice-2016/

    18 November 2016

    Financial Markets Conduct (Property Schemes—Custody of Assets) Exemption Notice 2016

    Financial Markets Conduct (Property Schemes—Custody of Assets) Exemption Notice 2016 Regulatory Impact Statement – Property schemes Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-property-schemescustody-of-assets-exemption-notice-2016/

    28 October 2016

    Financial Markets Conduct (Overseas Registered Banks and Licensed Insurers) Exemption Notice 2016

    This notice applies to overseas banks that are registered and overseas insurers that are licensed by the Reserve Bank of New Zealand (the Reserve Bank). This notice exempts overseas registered banks and overseas licensed insurers from certain provisions.

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-overseas-registered-banks-and-licensed-insurers-exemption-notice-2016/

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