Financial Markets Conduct Act exemptions

Found 114 results. Displaying page 4 of 6

1. 10 March 2017

   Financial Markets Conduct (JP Morgan Chase Bank N.A.) Exemption Notice 2017

   https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-jp-morgan-chase-bank-n-a-exemption-notice-2017/

2. 5 February 2017

   Financial Markets Conduct (Wholesale Investor Exclusion—$750,000 Minimum Investment) Exemption Notice 2017

   Financial Markets Conduct (Wholesale Investor Exclusion—$750,000 Minimum Investment) Exemption Notice 2017 Share this Share on Facebook Tweet this Email this Back to top...

   https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-wholesale-investor-exclusion750000-minimum-investment-exemption-notice-2017/

3. 13 January 2017

   Financial Markets Conduct (JPMorgan Global Growth & Income plc and JPMorgan Japanese Investment Trust plc) Exemption Notice 2016

   https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-jpmorgan-global-growth-and-income-plc-and-jpmorgan-japanese-investment-trust-plc-exemption-notice-2016/

4. 23 December 2016

   Financial Markets Conduct (Small Co-operatives) Exemption Notice 2016

   Financial Markets Conduct (Small Co-operatives) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

   https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-small-co-operatives-exemption-notice-2016/

5. 1 December 2016

   Financial Markets Conduct (Rabo Capital Securities Limited) Exemption Notice 2016

   Financial Markets Conduct (Rabo Capital Securities Limited) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

   https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-rabo-capital-securities-limited-exemption-notice-2016/

6. 1 December 2016

   Financial Markets Conduct (Overseas Banks Offering Simple Debt Products) Exemption Notice 2016

   Financial Markets Conduct (Overseas Banks Offering Simple Debt Products) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

   https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-overseas-banks-offering-simple-debt-products-exemption-notice-2016/

7. 1 December 2016

   Financial Markets Conduct (Securities Offered under Securities Act 1978 Exemptions Recognising Overseas Regimes) Exemption Notice 2016

   Financial Markets Conduct (Securities Offered under Securities Act 1978 Exemptions Recognising Overseas Regimes) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

   https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-securities-offered-under-securities-act-1978-exemptions-recognising-overseas-regimes-exemption-notice-2016/

8. 1 December 2016

   Financial Markets Conduct (The Kingdom Resources Trust) Exemption Notice 2016

   Financial Markets Conduct (The Kingdom Resources Trust) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

   https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-the-kingdom-resources-trust-exemption-notice-2016/

9. 1 December 2016

   Financial Markets Conduct (Equine Bloodstock) Exemption Notice 2016

   Financial Markets Conduct (Equine Bloodstock) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

   https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-equine-bloodstock-exemption-notice-2016/

10. 1 December 2016

    Financial Markets Conduct (The Bible Society Development New Zealand Inc.) Exemption Notice 2016

    Financial Markets Conduct (The Bible Society Development New Zealand Inc.) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-the-bible-society-development-new-zealand-inc-exemption-notice-2016/

11. 1 December 2016

    Financial Markets Conduct (Silverwood Land 2015 Limited Partnership) Exemption Notice 2016

    Financial Markets Conduct (Silverwood Land 2015 Limited Partnership) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-silverwood-land-2015-limited-partnership-exemption-notice-2016/

12. 1 December 2016

    Financial Markets Conduct (Denarau Villas) Exemption Notice 2016

    Financial Markets Conduct (Denarau Villas) Exemption Notice 2016  Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-denarau-villas-exemption-notice-2016/

13. 1 December 2016

    Financial Markets Conduct (Employee Share Purchase Scheme Shares Offered under Securities Act 1978) Exemption Notice 2016

    Financial Markets Conduct (Employee Share Purchase Scheme Shares Offered under Securities Act 1978) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-employee-share-purchase-scheme-shares-offered-under-securities-act-1978-exemption-notice-2016/

14. 1 December 2016

    Financial Markets Conduct (Pegasus Health Membership Limited and Pegasus Health Nurse Membership Limited) Exemption Notice 2016

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/fmc-pegasus/

15. 30 November 2016

    Financial Markets Conduct (Flight Centre (NZ) Limited) Exemption Notice 2016

    Financial Markets Conduct (Flight Centre (NZ) Limited) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-flight-centre-nz-limited-exemption-notice-2016/

16. 18 November 2016

    Financial Markets Conduct (Property Schemes—Custody of Assets) Exemption Notice 2016

    Financial Markets Conduct (Property Schemes—Custody of Assets) Exemption Notice 2016 Regulatory Impact Statement – Property schemes Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-property-schemescustody-of-assets-exemption-notice-2016/

17. 18 November 2016

    Financial Markets Conduct (Forestry Schemes) Exemption Notice 2016

    Financial Markets Conduct (Forestry Schemes) Exemption Notice 2016 Regulatory Impact Statement – Forestry schemes Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-forestry-schemes-exemption-notice-2016/

18. 18 November 2016

    Financial Markets Conduct (Incidental Offers) Exemption Notice 2016

    Every issuer (A), and every holder of financial products issued by A, is exempted from Parts 3 and 4 of the Act in respect of an offer of any financial products of which A is the issuer if certain conditions are met. Read more.

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-incidental-offers-exemption-notice-2016/

19. 18 November 2016

    Financial Markets Conduct (Bonus Bonds) Exemption Notice 2016

    Financial Markets Conduct (Bonus Bonds) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-bonus-bonds-exemption-notice-2016/

20. 18 November 2016

    Financial Markets Conduct (Recognised Exchanges) Exemption Notice 2016

    Financial Markets Conduct (Recognised Exchanges) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-recognised-exchanges-exemption-notice-2016/