FMC Act exemptions

Found 133 results. Displaying page 1 of 9

1. 12 August 2025

   Financial Markets Conduct (Alliance Group) Exemption Notice 2025

   Exemption notice for Alliance Group & Top Hat Co under FMC Act 2013 for share offers via court-approved scheme of arrangement.
2. 11 August 2025

   Financial Markets Conduct (Climate-related Disclosures – ANZ Group Holdings Limited) Exemption Notice 2025

   ANZ Group Holdings Limited exempted from NZ climate reporting under FMC Act due to immaterial side assets and ANZ Bank coverage.
3. 5 August 2025

   Financial Markets Conduct (Commonwealth Bank of Australia) Exemption Notice 2025

   CBA exempted from NZ climate reporting under FMC Act due to limited operations and must lodge Australian Sustainability Reports online.
4. 29 July 2025

   Financial Markets Conduct (Overseas Custodians of Scheme Property-Assurance Engagement) Exemption Amendment Notice 2025

   This notice amends the Financial Markets Conduct (Overseas Custodians of Scheme Property-Assurance Engagement) Exemption Notice 2025 (the principal notice) to include Luxembourg in the list of overseas jurisdictions in the Schedule.
5. 14 July 2025

   Financial Markets Conduct (KiwiWRAP KiwiSaver Scheme) Exemption Notice 2025

   Exemption notice for Consilium NZ Limited managing KiwiWRAP KiwiSaver Scheme, detailing exemptions from FMC Act and Regulations.
6. 14 July 2025

   Financial Markets Conduct (Overseas Custodians of Scheme Property-Assurance Engagement) Exemption Notice 2025

   Exemptions for overseas custodians of registered schemes from New Zealand auditor requirements under FMC Regulations 2014.
7. 9 July 2025

   Financial Markets Conduct (Takeovers Panel) Exemption Notice 2025

   Exemption for Takeovers Panel under FMC Act clarifies substantial holding disclosures, reducing market confusion and promoting confidence.
8. 4 July 2025

   Financial Markets Conduct (Craigs Investment Partners - ESOP) Exemption Notice 2025

   FMA grants 2025 exemption to Craigs Investment Partners entities for ESOP offers, allowing distribution of stapled securities to eligible participants outside typical regulatory constraints.
9. 1 July 2025

   Financial Markets Conduct (Futurity Investment Group Limited) Exemption Notice 2025

   The FMA’s Exemption Notice 2025 grants Futurity Investment Group and Covenant Trustee Services exemptions from specific reporting and winding‑up requirements under the Financial Markets Conduct Act 2013, subject to compliance with Australian Prudential Regulation Authority standards and ongoing disclosure obligations.
10. 27 June 2025

    Financial Markets Conduct (Xero Limited) Exemption Notice 2025

    FMA grants Xero Limited exemption under FMC Act for ASX share plan offer to NZ investors, effective 27 June 2025.
11. 27 June 2025

    Financial Markets Conduct (AxiCorp Financial Services Pty) Exemption Notice 2025

    FMA grants AxiCorp exemption to use Australian GAAP and auditors for NZ derivatives offers, easing FMC Act compliance.
12. 26 June 2025

    Financial Markets Conduct (Interactive Brokers LLC) Exemption Notice 2025

    FMA grants Interactive Brokers LLC exemptions for NZ client money rules, aligning with US regulations from July 2025 to July 2030.
13. 23 June 2025

    Financial Markets Conduct (PPS Mutual Limited) Exemption Notice 2025

    Discover how the Financial Markets Conduct (PPS Mutual Limited) Exemption Notice 2025 impacts NZ insurance regulation. Learn about PPS Mutual’s Profit Share Benefit, IPSA licensing, and disclosure conditions under FMC Act Parts 3 & 4 exemption.
14. 12 June 2025

    Financial Markets Conduct (Aotearoa Energy Limited) Exemption Notice 2025

    AEL exempt from licensing to operate electricity derivatives market for wholesale investors under the FMC Act 2013.
15. 6 June 2025

    Financial Markets Conduct (Revocation of Exemptions) Notice 2025

    FMC Act update: Revokes 4 exemption notices from 12 June 2025, aligning with new Financial Markets Conduct Regulations 2025 changes.