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A person who meets the training requirements specified in column A of the Schedule is exempted from Code Standard 15 and 16 subject to some conditions. Read more.
Financial Advisers (Australian Licensees) Exemption Amendment Notice 2018 comes into force on 24 February 2018, amends the Financial Advisers (Australian Licensees) Exemption Notice 2011 (the principal notice). Read more.
Under Financial Markets Conduct (The Bank of New York Mellon) Exemption Notice 2018 BNYM is exempted from sections 276 to 279 of the Act in respect of any relevant interest in a financial product that BNYM has as a result of an authority granted to it.
Financial Markets Conduct (Irrigation Companies) Exemption Notice 2018
The exemption granted by Financial Markets Conduct (Financial Statements for Schemes Consisting Only of Separate Funds) Exemption Notice 2017 exempts the manager of some schemes from the requirement to prepare financial statements for the scheme (as opposed to financial statements for each of the separate funds) provided the criteria in clause 5 are met.
Financial Markets Conduct (Financial Reporting: Balance Dates of Managers and Registered Schemes)
Financial Markets Conduct (Fletcher Building Retirement Plan) Exemption Notice 2017
Financial Markets Conduct (Irish UCITS) Exemption Notice 2017
Financial Markets Conduct (Extension of Term and Revocation of Exemptions) Notice 2017 allows extension of the DIMS notice and revocation of Balance Dates and Dual-listed notices. Read more.
Securities Act (Australian Registered Managed Investment Schemes) - expired exemption notice
Financial Markets Conduct (Bonus Bonds) Exemption Amendment Notice 2017
Financial Markets Conduct (Multiple-participant Schemes - Participation Agreements)
Financial Advisers (Non-NZX Brokers--Client Money) Exemption Notice 2017
Financial Markets Conduct (Goodman Group) Exemption Notice 2017
Securities Act (Eden Park Trust Board)