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Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice (No 2) 2018 notice amends the principal notice to add Cigna Life Insurance New Zealand Limited (Cigna Life Insurance) to that list of entities. Read more.
Financial Markets Conduct (Crédit Agricole S.A.) Exemption Notice 2016
Financial Markets Conduct (KiwiSaver Annual Statement Fees) Exemption Notice 2017
Securities Act (EROAD Limited)
Financial Markets Conduct (Invion Limited) Exemption Notice 2018 - expired on 2019-11-11
Financial Markets Conduct (TIL Logistics Group Limited) Exemption Notice 2018 - expired
EXPIRED Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2018 revokes the Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2016 (Existing Notice) and replaces it with a new notice. Read more.
Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2018 exempts Craigs Investment Partners Superannuation Management Limited (CIPSML)from some provisions of FMC Regulations. Read more.
The principal notice permits entities listed in Schedule 1 of the notice to provide personalised services to retail clients where those services are provided through a digital advice facility. This notice amends the principal notice to add Nikko Asset Management New Zealand Limited (Nikko Asset Management) to that list of entities.
Financial Markets Conduct (New Zealand Retirement Trust) Exemption Notice 2018 exempts AMP Wealth Management New Zealand Limited (specified manager) as manager of the New Zealand Retirement Trust (specified scheme) from the requirement to restrict membership of the workplace savings section, conditions apply. Read more.
Financial Markets Conduct (FNZ Group) Exemption Notice 2018 comes into force on 28 August and is revoked on the close of 30 November 2020. Read more.
Financial Markets Conduct (Christchurch City Holdings Limited Subsidiary Balance Date Alignment) Exemption Notice exempts the board of Christchurch City Holdings Limited (CCHL) from requiring that its subsidiary Orian has the same balance date. Read more.
Financial Markets Conduct (Fliway Group Limited) Exemption Notice 2018 exempts Fliway from sections 461D and 461H(1) of the FMC Act to an extent. Read more.
Financial Markets Conduct (Heartland Group) Exemption Notice 2018 - expired
Financial Markets Conduct (Kuaotunu Camp Ground (2008) Limited) Exemption Notice 2018 exempts Kuaotunu Camp Ground (2008) Limited from Part 7 of the Act with respect to a particular accounting period if some conditions are met. Read more.