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Financial Markets Conduct (Silverwood Land 2015 Limited Partnership) Exemption Notice 2021
Financial Markets Conduct (Evergreen Retirement Trust) Exemption Notice 2021
Financial Markets Conduct (Spark New Zealand Limited Group) Exemption Notice 2021
The Financial Markets Conduct (US Futures Commission Merchants) Exemption Notice 2020 provides relief to accredited NZX derivatives participants that are domiciled in the US and registered as futures commodity merchants (FCMs) with the Commodity Futures Trading Commission - expired.
Financial Markets Conduct (AIA International Limited) Exemption Notice 2021
Financial Markets Conduct (US Futures Commission Merchants) Exemption Notice 2021
Financial Markets Conduct (Trustees Executors Limited) Exemption Notice 2021
Financial Markets Conduct (QBE Group) Exemption Notice 2021
Financial Markets Conduct (Merrill Lynch, Pierce, Fenner & Smith Incorporated) Exemption Notice 2021
Financial Markets Conduct (EML Payment Solutions Limited) Exemption Notice 2021
Financial Markets Conduct (Allianz Australia Insurance Limited) Exemption Notice 2021
Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2020.
Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice 2021
The exemptions are granted to permit entities listed in schedule 1 of the notice to provide personalised services to retail clients when those services are provided through a digital advice facility. Read more.
Financial Markets Conduct (Insider Trading – Livestock Improvement Corporation Limited) Exemption Notice 2021