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Financial Markets Conduct (EML Payment Solutions Limited) Exemption Notice 2021
Financial Markets Conduct (Allianz Australia Insurance Limited) Exemption Notice 2021
Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2020.
Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice 2021
The exemptions are granted to permit entities listed in schedule 1 of the notice to provide personalised services to retail clients when those services are provided through a digital advice facility. Read more.
Financial Markets Conduct (Insider Trading – Livestock Improvement Corporation Limited) Exemption Notice 2021
Financial Advisers (Overseas Custodians – Assurance Engagement) Exemption Amendment Notice 2020
Financial Markets Conduct (Overseas Banks Offering Simple Debt Products) Exemption Amendment Notice 2020
Financial Advisers (Overseas Custodians—Assurance Engagement) Exemption Notice 2018
Financial Markets Conduct (Overseas Providers of Custodial Services – Assurance Engagement) Exemption Notice 2020
Financial Markets Conduct (Insider Trading – Fonterra Co-operative Group Limited) Exemption Notice 2020
Financial Markets Conduct (FNZ Group) Exemption Notice 2020
Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2020
Financial Markets Conduct (US Futures Commission Merchants) Exemption Notice 2015
Financial Markets Conduct (Companies Being Wound Up – Debt Securities Allotted under Securities Act 1978) Exemption Notice 2017