Financial Markets Conduct (Wholesale Investor Exclusion-$750,000 Minimum Investment in Kauri Bonds) Exemption Notice 2021
Financial Markets Conduct (Wholesale Investor Exclusion-$750,000 Minimum Investment in Kauri Bonds) Exemption Notice 2021
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FMA archives all exemptions after they expire as a helpful reference to those who may apply for an exemption in the future.
Financial Markets Conduct (Wholesale Investor Exclusion-$750,000 Minimum Investment in Kauri Bonds) Exemption Notice 2021
Financial Markets Conduct (Recognised Exchanges) Exemption Notice 2016 - expired
Financial Markets Conduct (Small Co-operatives) Exemption Notice 2021
Financial Markets Conduct (Disclosure Using Overseas GAAP) Exemption Notice 2021
Financial Markets Conduct (Kiwibank Limited-Offer of PPS) Exemption Notice 2021
Financial Markets Conduct (Firefly Resources Limited) Exemption Notice 2021
Financial Markets Conduct (Silverwood Land 2015 Limited Partnership) Exemption Notice 2021
Financial Markets Conduct (Spark New Zealand Limited Group) Exemption Notice 2021
The Financial Markets Conduct (US Futures Commission Merchants) Exemption Notice 2020 provides relief to accredited NZX derivatives participants that are domiciled in the US and registered as futures commodity merchants (FCMs) with the Commodity Futures Trading Commission - expired.
Financial Markets Conduct (AIA International Limited) Exemption Notice 2021
Financial Markets Conduct (US Futures Commission Merchants) Exemption Notice 2021
Financial Markets Conduct (Trustees Executors Limited) Exemption Notice 2021
Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2020.
Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice 2021
The exemptions are granted to permit entities listed in schedule 1 of the notice to provide personalised services to retail clients when those services are provided through a digital advice facility. Read more.