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The FMA has released its auditor regulation and oversight plan for 2016. The FMA’s plan sets out the new style of audit report issued by the External Reporting Board, intended to provide better information to investors.
The Financial Markets Authority (FMA) is investigating a complaint received in relation to Morgan Cooper Limited (MCL) and a Mr Rodney McCall (aka Rodney Crichton) for potential contraventions of financial markets legislation.
The FMA has ordered a foreign exchange educator to change its marketing materials on the basis that they were misleading or deceptive, and it had made unsubstantiated statements about its services.
The FMA is putting the call out to businesses of all sizes providing property investment schemes or property syndication funds to get licensed now.
The results of the 2016 annual survey into New Zealanders’ attitudes to financial markets have been released.
The Financial Markets Authority (FMA) has today issued a formal warning to Craigs Investment Partners Limited (Craigs) under section 80 of the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (the AML/CFT Act).
New Zealand investors will benefit from more competition for their investment dollar and more choice of investment options as a result of the international agreement signed.
Feelings and fears are the key things that stop consumers making good decisions when it comes to their finances or investments. Cross-government paper released by FMA delves into why we behave this way.
After receiving more than 2,000 complaints since July 2014, the FMA is warning investors to step inside the regulatory tent for their own protection.
The Independent Forum of Independent Audit Regulators issued the results of their annual inspections findings survey.
The final phase of implementing the Financial Markets Conduct Act (FMC Act) involves the Financial Markets Authority (FMA) licensing a sector responsible for about $100 billion of New Zealanders’ wealth.
FMA has updated the consumer section of its website.
The survey has uncovered some of the main reasons New Zealanders shy away from seeking financial advice, even when they know it might help them.
FMA issued Audit Quality Annual Review for the year 1 July 2014 - 30 June 2015
FMA published its first monitoring report on practices in sales and advice within New Zealand’s financial services sector.