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The FMA is continuing to progress preparations for the Financial Markets (Conduct of Institutions) Amendment Act 2022 (CoFI), with the release of a suite of materials for financial institutions.
FMA releases Audit Quality Monitoring Report for 2021/22, Findings show that audit firms have improved their record keeping.
FMA has issued seven formal warnings following concerns in the wholesale property investment sector.
FMA has issued a formal warning to InvestNow Saving and Investment Service Limited for failing to comply with anti-money laundering requirements.
FMA has filed High Court proceedings against Vero Insurance for failing to apply multi-policy discounts, which led to customers being overcharged.
Customer remediation by banks and life insurers following the Conduct and Culture reviews has returned $150 million to customers.
The KiwiSaver Annual Report 2022 shows member balances remained buoyant and fund switching returned to normal levels.
More than 80 per cent of financial advice providers have now embarked on – or completed – the full licence application process.
The Auckland High Court has ordered life insurer AIA to pay a pecuniary penalty of $700,000 for making false and/or misleading representations to some customers, following proceedings brought by the FMA.
FMA released annual review of how well Catalist is meeting its licensed market operator obligations.
The Ministry of Business, Innovation and Employment (MBIE) has released two consultations on incentives regulations and proposed licensing fees to support the Conduct of Financial Institutions (CoFI) regime.
RBNZ and FMA are inviting feedback on the exposure drafts of standards for financial market infrastructures (FMIs).
FMA announces changes to its executive leadership team.
Latest KiwiSaver statements report shows 80% of members engaging with their annual statements.
FMA has made a permanent stop order that applies to Wisdom House Investment Partners Limited and Yuen Pok (Paul) Loo after they engaged in misleading and dishonest conduct.