JJ Matthias Asset Management
JJ Matthias Asset Management is not registered as a Financial Service Provider in New Zealand and is therefore not permitted to provide financial services to New Zealand residents.
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This list of warnings and alerts on this page contains the names of businesses or individuals you should be wary of if you are planning to invest. The list is not exhaustive and there is no guarantee that the business or individual listed has not changed their name.
JJ Matthias Asset Management is not registered as a Financial Service Provider in New Zealand and is therefore not permitted to provide financial services to New Zealand residents.
Opteck or Central Spot Trading Ltd is not registered in New Zealand to offer financial services in New Zealand.
Opteck is not registered in New Zealand to offer financial services in New Zealand.
The Manitoba Securities Commission warned that Hedgestone Group is an unregistered entity.
We note a recent warning by the USA regulator, SEC, about scams where the name of a real or fake Government agency or regulator is used to endorse the product/service being offered.
Capital Trust Management is not registered on the FSPR therefore is not permitted to provide financial services to New Zealand residents.
Warning issued by the Australian Securities and Investment Commission against conducting business with OptionsXO
We do not believe MACC is a legitimate regulator as claimed on their website.
Horizon Holdings Limited is not incorporated in New Zealand nor registered on the FSPR therefore is not permitted to provide financial services to New Zealand residents.
Hong Kong Securities and Futures Commission warn against the websites www.wmgltd.com and www.wmgfund.com.
TCA appears to have the characteristics of a boiler room fraud.
Exo Capital Markets Limited trading as Trade 12 The company is not registered on the FSPR and therefore they are not allowed to offer financial services in New Zealand. .
CMS Trader, Pandorx Ventures Limited, CMS Ventures Limited, and Steven David Hutton are not registered in New Zealand to offer financial services in or from New Zealand.
Warnings issued by the Australian Securities and Investment Commission in relation to Liberty Venture Holdings Inc.
The director of Option One (Aust) Pty Limited is the director of Corporate Enterprises PTY Limited, trading as Option Giants, about whom we have received reports of client funds being withheld.