Page last updated: 08 September 2023

Unregistered businesses

This list contains the names of businesses or individuals that are not registered as a financial service provider on the Financial Service Providers Register (FSPR) in New Zealand but may be in the business of providing financial services. An individual or entity that is in the business of providing a financial service to clients in New Zealand should be registered on the FSPR for that service. Not being registered on the FSPR may mean they are not complying with the requirements of New Zealand legislation.

The list is not exhaustive. Prior to engaging, we recommend checking that the Advisor is registered on the Financial Service Providers Register (FSPR).

Deciding how to invest

FourtryFinancial

FourtryFinancial is not a registered financial service provider in New Zealand and is therefore not authorised to offer financial services or products to New Zealand residents.

Innovative Hedging Strategies

Innovative Hedging Strategies is offering financial services to New Zealand residents but is not registered as a Financial Service Provider in New Zealand.

Individuals purporting to be from Essence Securities Co., Ltd.

Essence Securities Co., Ltd. are not registered financial service providers in New Zealand or licensed by the FMA.

Endeavor Capital Partners

Endeavor Capital Partners is not registered to provide financial services in New Zealand.

Absolute Global Marketing

The FMA recommends exercising caution before dealing with Absolute Global Marketing and their website, www.agmarkets.co. Absolute Global Marketing is not registered on the FSPR and is not an incorporated company in New Zealand.

Axes LLC

Axes LLC is not a registered financial service provider and is unable to offer financial services/products to New Zealand residents.

BND Traders and DMAX

https://www.bndtraders.com/ and https://www.dmaxinvestments.com/services-real-estate/ are not registered financial service providers in New Zealand or licensed by the FMA.

King-Banner

King-Banner is not incorporated company or registered financial service provider in New Zealand. They are therefore not permitted to provide financial services/products to New Zealand residents.

Crowd1 and Impact Crowd Technology S.L.

We recommend exercising caution before dealing with Crowd1 and Impact Crowd Technology S.L. as they are not registered companies or financial service providers in New Zealand.

Pioneer Income

Pioneer Income is not registered as a financial service provider in New Zealand and is therefore not permitted to provide financial services/products to New Zealand residents.

MetalsWise

MetalsWise is not registered and/or licensed to offer financial services to New Zealand residents.

Whitley Trading Group

Whitley Trading Group is not listed on the FSPR and is not an incorporated company in New Zealand.

Speed Solutions Ltd

Speed Solutions Ltd is not a registered company in New Zealand and is not registered on the New Zealand Financial Service Providers Register.

Cloud Technology & Investments Pty Ltd

Cloud Technology & Investments Pty Ltd is not registered on the New Zealand Financial Service Providers Register as a financial service provider.

BitcoinMarketsCap

BitcoinMarketsCap is not a registered company or financial service provider in New Zealand.