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Found 1610 results. Displaying page 56 of 108

1. 30 October 2018

   Exemption notice - Financial Markets Conduct Asteron Retirement Investment Limited and Asteron Life Limited 2018

   Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2018

   Tags

   Exemptions, Business

   Type

   PDF

2. 29 October 2018

   Dual language PDS exemption consultation submissions report

   This document includes individual submissions on the proposed exemption to enable dual-language product disclosure statements.
   

   Tags

   Consultations, Business

   Type

   PDF, Submission form

3. 29 October 2018

   Dual language PDS exemption consultation submissions report

   This document includes individual submissions on the proposed exemption to enable dual-language product disclosure statements.
   

   Tags

   Consultations, Business

   Type

   PDF, Submission form

4. 26 October 2018

   Financial Markets Conduct (NZX Listing Rules) - Approval of Rules Notice 2018

   This notice approved the NZX Listing Rules that were provided to the FMA by NZX for approval on 24 Aug 2018, with amendments on 25 Oct 2018 (The New Listing Rules).

   Tags

   FMC Act, Legislation, Business

   Type

   PDF, Notice

5. 26 October 2018

   Financial Markets Conduct (NZX Listing Rules) - Approval of Rules Notice 2018

   This notice approved the NZX Listing Rules that were provided to the FMA by NZX for approval on 24 Aug 2018, with amendments on 25 Oct 2018 (The New Listing Rules).

   Tags

   FMC Act, Legislation, Business

   Type

   PDF, Notice

6. 25 October 2018

   FMA Annual Report 2017 - highlights

   These are highlights from the FMA Annual Report 2018.

   Tags

   Type

   PDF, Annual report, Corporate publications

7. 25 October 2018

   FMA Annual Report 2018

   FMA Annual Report 2018.

   Tags

   Type

   PDF, Annual report, Corporate publications

8. 25 October 2018

   Pacific Eagle Capital - Infringement Notice reminder

   Infringement Notice reminder served on Pacific Eagle Capital by the FMA, 25 October 2018.

   Tags

   Activity, Enforcement

   Type

   PDF

9. 25 October 2018

   FMA Annual Report 2017 - highlights

   These are highlights from the FMA Annual Report 2018.

   Tags

   Type

   PDF, Annual report, Corporate publications

10. 25 October 2018

    FMA Annual Report 2018

    FMA Annual Report 2018.

    Tags

    Type

    PDF, Annual report, Corporate publications

11. 24 October 2018

    Ease of doing business survey 2018

    The FMA’s “Ease of doing business survey” is a piece of research from a sample of our regulated populations and the stakeholders we deal with.
    This research helps us to better understand the impact that our work has on market participants and stakeholders. It informs the way we work and our focus on continuous improvement in our effectiveness and efficiency.

    Tags

    Reports and Papers, News & Insights

    Type

    PDF, Research

12. 24 October 2018

    Ease of doing business survey 2018

    The FMA’s “Ease of doing business survey” is a piece of research from a sample of our regulated populations and the stakeholders we deal with.
    This research helps us to better understand the impact that our work has on market participants and stakeholders. It informs the way we work and our focus on continuous improvement in our effectiveness and efficiency.

    Tags

    Reports and Papers, News & Insights

    Type

    PDF, Research

13. 18 October 2018

    Social Media Campaign 2018 - OIA response

    OIA response, on 18 October 2018, regarding costs surrounding a social media campaign for World Investor Week 2018

    Tags

    FMA

    Type

    PDF, OIA

14. 11 October 2018

    Exemption notice - Financial Markets Conduct Craigs Investment Partners Self Select Schemes 2018

    Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2018

    Tags

    Exemptions, Business

    Type

    PDF

15. 11 October 2018

    Exemption notice - Financial Markets Conduct Craigs Investment Partners Self Select Schemes 2018

    Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2018

    Tags

    Exemptions, Business

    Type

    PDF