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Monitoring visits OIA response

Monitoring visits - OIA response

Proceedings under FMA Act - OIA response Aug

Proceedings under FMA Act - OIA response

Proceedings under FMC Act - OIA response Sep

Proceedings under FMC Act OIA response

Enforcement penalty funds OIA response

Enforcement penalty funds - OIA response

Financial statements monitoring insights 2022 2025

FMA report summarising financial statements monitoring from 2022 to 2025 including NZ IFRS issues filing compliance climate risk and enforcement.

Submissions report Overseas CRE exemption

Regulatory Impact Statement Overseas CREs exemption

Exemption Notice 2026 - Financial Markets Conduct (Vital Healthcare Properties Management Limited)

Financial Markets Conduct (Vital Healthcare Properties Management Limited) Exemption Notice 2026

Regulatory Impact Statement: GSSS bonds class exemption

Regulatory Impact Statement outlining FMA class exemption for GSSS bonds and disclosure relief under the FMC Act to support sustainable finance in New Zealand

This is the case of David Elgar McEwen, who has been prosecuted by the Financial Markets Authority and who has pleaded guilty to four charges of failing to comply with an order of the Financial Markets Authority.

Access to advice Financial advice sector challenges and opportunities

FMA report on access to financial advice in New Zealand, outlining sector challenges, regulatory scope, digital and AI advice, retirement decumulation and Māori barriers

Access to advice Consumer research findings

FMA consumer survey on access to financial advice in New Zealand outlining barriers affordability trust KiwiSaver retirement and views on AI.

MCCLUNE Murray Robert Frederick - Sentencing

Sentencing of Murray Robert Frederick McClune for theft by a person in a special relationship involving $1.7 million and a permanent FMA ban in NZ

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