Document Library

Statement of Intent 2014 - 2018

Our SOI has a four-year outlook and follows the SRO by identifying the performance measures we will use to mark our progress towards achieving our regulatory objectives. This is our 2014 - 2018 report.

Statement of Intent 2013 - 2016

Our SOI has a four-year outlook and follows the SRO by identifying the performance measures we will use to mark our progress towards achieving our regulatory objectives. This is our 2013 - 2016 report.

Exemption Notice 2025 - Financial Markets Conduct (Conduct of Financial Institutions – Westpac Banking Corporation)

Financial Markets Conduct (Conduct of Financial Institutions – Westpac Banking Corporation) Exemption Notice 2025

Exemption Notice 2025 - Financial Markets Conduct (Climate related Disclosures Ventia Services Group Limited)

Financial Markets Conduct (Climate related Disclosures Ventia Services Group Limited) Exemption Notice 2025

Complaints: Ensuring consumers are treated fairly

This infosheet outlines FMA’s recommendations to help NZ consumers know how to complain and be treated fairly when things go wrong.

Research note: Why don't consumers complain

This research explores why NZ consumers don’t complain, revealing barriers, confidence gaps, and demographic insights from FMA surveys.

Exemption Notice 2025 - FMC (Hunter Private Credit Fund)

FMC (Hunter Private Credit Fund) Exemption Notice 2025

Submission form Ethical Investing Disclosure Guidance consultation

Submission form for the Ethical Investing Disclosure Guidance consultation, including privacy, OIA, and feedback instructions for NZ

Consultation paper Draft Ethical Investing Disclosure Guidance

Draft consultation paper on ethical investing disclosure guidance for NZ issuers, focusing on FMC Act, greenwashing, and fair dealing

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