Document Library

Transition to FMC Act Equity Issuers continuous Information Sheet

Timeline of transition to the FMC Act by Equity Issuers.

Transition to FMC Act Corporate debt issuers Information Sheet

Overview of transitional timeline for Corporate debt issuers transitioning to FMC Act.

Transition to FMC Act NBDTs Information Sheet

Timeline for Non-bank deposit takers to transition to the FMC Act.

Exemption Notice 2014 - Financial Markets Conduct Act (Meridian Energy Limited Substantial Product Holder))

Financial Markets Conduct Act (Meridian Energy Limited Substantial Product Holder) Exemption Notice 2014

ICE Futures Europe Financial Product Market Licence 2014

New Zealand Financial Product Market Licence (ICE Futures Europe) 2014

ICE Futures USA Financial Product Market Licence 2014

New Zealand Financial Product Market Licence (ICE Futures Europe) 2014

NZX NXT Financial Product Market Licence 2014

This cancelled licence granted NZX Limited authority to operate the NXT Market under the Financial Markets Conduct Act 2013, outlining conditions for market rules, SME targeting, investor risk warnings, and compliance with FMA and regulatory requirements. The licence was officially cancelled on 23 June 2021.

Review of market disclosures

Exemption notice - Financial Markets Conduct Act Masthead Joint Venture

Financial Markets Conduct Act (Masthead Joint Venture) Exemption Notice 2014.

Exemption Notice - Financial Markets Conduct Act Insider Trading Fonterra Co operative Group Limited

Financial Markets Conduct Act (Insider Trading - Fonterra Co-operative Group Limited) Exemption Notice 2014.

Exclusions under the Financial Markets Conduct Act 2013 FMC Act Summary of Schedule 1

Exclusions under the Financial Markets Conduct Act 2013 FMC Act Summary of Schedule 1. Published November 2014.

Financial regulation and registration requirements for marinas information sheet

The Financial Markets Conduct Act 2013 (FMC Act) changes the way interests in marinas are regulated. Marinas will generally not be regulated under the FMC Act and will no longer need to register on the Financial Service Providers Register. Published November 2014.

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