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Exemption notice - Financial Markets Conduct Hallmark Life Insurance Company

Financial Markets Conduct Exemption Notice 2016: Hallmark Life Insurance Company Limited.

Exemption notice - Financial Markets Conduct QBE Group

Financial Markets Conduct Exemption Notice 2016: QBE Group.

Exemption Notice 2016 - Financial Markets Conduct AIA International Limited

Financial Markets Conduct Exemption Notice 2016: AIA International Limited.

Response to submissions proposed variations to standard conditions of market services licences

Summarises key themes from 18 submissions on FMA’s 2016 consultation to vary standard conditions for market service licences.

Exemption Notice 2016 - Spark New Zealand Limited Group

Financial Markets Conduct Exemption Notice 2016: Spark New Zealand Limited Group.

Exemption Notice 2016 - Financial Markets Conduct Diligent Corporation

Financial Markets Conduct Exemption Notice 2016: Diligent Corporation.

Exemption Notice 2016 - Allianz Australia Insurance Limited

Financial Markets Conduct Exemption Notice 2016 issued to Allianz Australia Insurance Limited.

Exemption Notice - Financial Markets Conduct AMP Wealth Management New Zealand Limited Australian Registers

Financial Markets Conduct (AMP Wealth Management New Zealand Limited - Australian Registers) Exemption Notice 2016

IFIAR Survey of Inspection Findings 2015

In 2015, the International Forum of Independent Audit Regulators (IFIAR) conducted its fourth annual survey of findings (Survey) identified by its Members in their individual inspections of audit firms affiliated with six large, international audit firmnetworks, referred to as the GPPC networks.

Consultation paper Exemptions impacting overseas businesses and restricted schemes 1

This consultation is for: FMC reporting entities, licensed managers and scheme auditors, overseas banks, licensed independent trustees, restricted scheme managers, advisers and interested parties. It aims to seek feedback on the exemption proposals explained.

Performance Fee Disclosure information sheet

This information sheet outlines how we expect fund managers to disclose performance-based fees to investors.

PIR Returns information sheet

This information sheet sets out the formula we expect managers of portfolio investment entity (PIE) funds to use when calculating a fund’s return with a 0% prescribed investor rate.

Exemption Notice - Snakk Media Limited Share Sale Plan

Financial Markets Conduct (Snakk Media Limited Share Sale Plan) Exemption Notice 2016

2016 FMA letter of Expectations

The annual letter of expectations 2016 issued by the Minister to the FMA that sets out expectations of the Minister to the FMA as a crown entity.

Regulatory impact statement - Investor warning and acknowledgement exemptions for the $750,000 minimum investment wholesale investor exclusion

This regulatory impact statement analyses options considered in course of policy work leading to a final decision to exempt offerors of certain debt securities relying on the $750,000 minimum investment wholesale investor exclusion, on conditions, from having to include investor warnings on offer documents and obtain an investor acknowledgement.

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