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FMA waiver notice for UDC Finance under FMC Act section 68 confirms early PDS consideration and reduced waiting period as of June 2016.

Financial Markets Conduct (Ivestore Property Limited) Exemption Notice 2016

Financial Markets Conduct (Michael Hill Group) Exemption Notice 2016

FMA guide for property crowdfunding services on meeting eligibility criteria, including non-association and investor control standards.

In our study of what factors influence policy survival, we used the Cox proportional hazard model to identify key factors. We found that commission structure was consistently the most significant factor influencing policy survival rates and, within the commission structure, clawback was a major factor.

This guidance helps managers and supervisors understand how fees should be disclosed in Product Disclosure Statements, fund updates and, in respect of KiwiSaver schemes, confirmation information. It includes guidance on the classification and disclosure of performance-based fees, management and administration charges, underlying fund charges, and how to use third-party information.

Financial Advisers Exemption Notice 2016: Australian Qualified Advisers.