Document Library

Exemption Notice - Financial Markets Conduct i Select Superannuation Scheme 2018

Financial Markets Conduct (i-Select Superannuation Scheme) Exemption Notice 2018

Exemption Notice - Portfolio Superannuation Scheme 2018

Financial Markets Conduct (Portfolio Superannuation Scheme) Exemption Notice 2018

Portfolio Superannuation Scheme Levy Waiver

On 22 November 2018, the FMA granted a waiver of part of the FMA levy to Portfolio Superannuation Scheme, which is comprised of the Personal Plans, with Saturn Invest New Zealand Limited (Saturn) acting as the manager of the Scheme.

Universal Human Life needs or neccessities - OIA response

Universal Human Life needs or neccessities OIA response on 21 November 2018

Bank Conduct and Culture Report 2018

The FMA and the RBNZ commissioned Buzz Channel to conduct an online survey among New Zealanders to understand their experience of the conduct and culture of the main bank they use for their personal banking. This is the report.

Bank Incentive Structures 2018

Findings from an FMA review of incentive structures in the banking industry.

Exemption Notice 2016 - Financial Markets Conduct (Crédit Agricole S.A.)

Financial Markets Conduct (Crédit Agricole S.A.) Exemption Notice 2016

Exemption Notice 2014 - Securities Act (EROAD Limited)

Securities Act (EROAD Limited) Exemption Notice 2014

Exemption notice - Financial Markets Conduct Invion Limited

Financial Markets Conduct (Invion Limited) Exemption Notice 2018

Determining whether you are acquiring a business or assets guidance

This guidance sets out our view of what constitutes a ‘business’ for these purposes, as opposed to an asset. It also sets out additional information issuers should consider disclosing for asset acquisitions.

Bank Conduct and Culture Review

Findings from the 2018 FMA and RBNZ review of conduct and culture in New Zealand retail banks. The overall objective of this review was to understand whether there are widespread conduct and culture issues present in banks in New Zealand.

RIS Exemption to enable dual-language product disclosure statements

RIS: Exemption to enable dual-language product disclosure statements. October 2018

Exemption notice - Financial Markets Conduct Asteron Retirement Investment Limited and Asteron Life Limited 2018

Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2018

Dual language PDS exemption consultation submissions report

This document includes individual submissions on the proposed exemption to enable dual-language product disclosure statements.

Financial Markets Conduct (NZX Listing Rules) - Approval of Rules Notice 2018

This notice approved the NZX Listing Rules that were provided to the FMA by NZX for approval on 24 Aug 2018, with amendments on 25 Oct 2018 (The New Listing Rules).

Looking for information?

Document Library