Licensed entities

Found 273 results. Displaying page 1 of 14

1. • Managed investment scheme managers

   1 April 2020

   Consilium NZ Limited

   Consilium NZ Limited, FSP439786, is a licensed Managed Investment Scheme Manager.

   https://www.fma.govt.nz/compliance/licensed-providers/consilium-nz-limited-mis/

2. • Independent trustees

   27 February 2020

   Jeffrey Paul Prestidge

   Jeffrey Paul Prestidge is a licensed provider.

   https://www.fma.govt.nz/compliance/licensed-providers/jeffrey-paul-prestidge/

3. • Managed investment scheme managers

   20 December 2019

   Alvarium Wealth (NZ) Limited

   Alvarium Wealth (NZ) Limited, previously known as New Zealand Assets Management Limited, is a licensed Managed Investment Scheme Manager.

   https://www.fma.govt.nz/compliance/licensed-providers/new-zealand-assets-management-limited-2/

4. • DIMS

   20 December 2019

   Alvarium Wealth (NZ) Limited

   Alvarium Wealth (NZ) Limited, previously known as New Zealand Assets Management Limited, is licensed to provide Discretionary Investment Management Services (DIMS).

   https://www.fma.govt.nz/compliance/licensed-providers/new-zealand-assets-management-limited/

5. • Qualifying financial entities

   12 December 2019

   Generate Investment Holdings Limited

   Generate Investment Holdings Limited, FSP402807, is a licensed Qualifying Financial Entity.

   https://www.fma.govt.nz/compliance/licensed-providers/generate-investment-holdings-limited/

6. • Managed investment scheme managers

   27 November 2019

   Quarry Capital Limited

   Quarry Capital Limited, FSP485326, is a licensed Managed Investment Scheme Manager.

   https://www.fma.govt.nz/compliance/licensed-providers/quarry-capital-limited/

7. • Qualifying financial entities

   19 November 2019

   Forsyth Barr Limited

   Forsyth Barr Limited, FSP24848, is a licensed Qualifying Financial Entity.

   https://www.fma.govt.nz/compliance/licensed-providers/forsyth-barr-limited/

8. • Authorised financial advisers (file)

   8 November 2019

   List of Authorised financial advisers (AFAs)

   The FMA publishes this information for public use. The information is provided to us from external sources and the FMA does not guarantee the accuracy of the information. The obligation for updating AFA details

   https://www.fma.govt.nz/compliance/licensed-providers/authorised-financial-advisers-afas/

9. • Derivatives issuers

   18 October 2019

   BL Global Markets Limited

   BL Global markets Limited, FSP703051 (previously FSP414426), derivatives issuer licence has been suspended.

   https://www.fma.govt.nz/compliance/licensed-providers/bl-global-markets-limited/

10. • Derivatives issuers

    19 August 2019

    Rockfort Markets Limited

    Rockfort Markets Limited, FSP509766, previously known as GPP Markets Limited is a licensed derivatives issuer.

    https://www.fma.govt.nz/compliance/licensed-providers/gpp-markets-limited/

11. • Managed investment scheme managers

    19 August 2019

    Kernel Wealth Limited

    Kernel Wealth Limited, FSP644609, is a licensed managed investment scheme(MIS) manager.

    https://www.fma.govt.nz/compliance/licensed-providers/kernel-wealth-limited/

12. • Qualifying financial entities

    16 August 2019

    AIA Services New Zealand Limited

    AIA Services New Zealand Limited, previously known as Sovereign Services Limited, FSP38642, is a licensed Qualifying Financial Entity.

    https://www.fma.govt.nz/compliance/licensed-providers/sovereign-services-limited/

13. • Managed investment scheme managers

    15 August 2019

    Koura Wealth Limited

    Koura Wealth Limited, FSP657491, is a licensed Managed Investment Scheme manager.

    https://www.fma.govt.nz/compliance/licensed-providers/koura-wealth-limited/

14. • Digital advice providers

    14 August 2019

    Pinnacle Life Limited

    Pinnacle Life Limited, FSP273205, is an approved digital advice provider.

    https://www.fma.govt.nz/compliance/licensed-providers/pinnacle/

15. • Digital advice providers

    14 August 2019

    Koura Wealth Limited

    Koura Wealth Limited, FSP657491, is an approved digital advice provider.

    https://www.fma.govt.nz/compliance/licensed-providers/koura/

16. • Digital advice providers

    14 August 2019

    Sharesies Limited

    Sharesies Limited, FSP550746, is an approved digital advice provider.

    https://www.fma.govt.nz/compliance/licensed-providers/sharesies/

17. • Qualifying financial entities

    7 August 2019

    Smiths City Finance Limited

    Smiths City Finance Limited, FSP25143, is a licensed Qualifying Financial Entity.

    https://www.fma.govt.nz/compliance/licensed-providers/smiths-city-finance-limited/

18. • DIMS

    24 June 2019

    Jarden Securities Limited

    Jarden Securities Limited formerly known as First NZ Capital Securities Limited, FSP3202, is licensed to provide Discretionary Investment Management Services (DIMS).

    https://www.fma.govt.nz/compliance/licensed-providers/first-nz-capital-securities-limited/

19. • DIMS

    29 May 2019

    Findex Advice Services NZ Limited

    Findex Advice Services NZ Limited previously known as Wealth Works Limited, FSP46362, is licensed to provide Discretionary Investment Management Services (DIMS).

    https://www.fma.govt.nz/compliance/licensed-providers/wealth-works-limited/

20. • Qualifying financial entities

    16 May 2019

    Booster Financial Services Limited

    Booster Financial Services Limited, FSP28287, is a licensed Qualifying Financial Entity.

    https://www.fma.govt.nz/compliance/licensed-providers/booster-financial-services-limited/