Licensed entities

Found 275 results. Displaying page 1 of 14

1. • Authorised financial advisers (file)

   8 November 2019

   List of Authorised financial advisers (AFAs)

   The FMA publishes this information for public use. The information is provided to us from external sources and the FMA does not guarantee the accuracy of the information. The obligation for updating AFA details

   https://www.fma.govt.nz/compliance/licensed-providers/authorised-financial-advisers-afas/

2. • Derivatives issuers

   18 October 2019

   BL Global Markets Limited

   BL Global markets Limited, FSP414426, derivatives issuer licence has been suspended.

   https://www.fma.govt.nz/compliance/licensed-providers/bl-global-markets-limited/

3. • Derivatives issuers

   19 August 2019

   Rockfort Markets Limited

   Rockfort Markets Limited, FSP509766, previously known as GPP Markets Limited is a licensed derivatives issuer.

   https://www.fma.govt.nz/compliance/licensed-providers/gpp-markets-limited/

4. • Managed investment scheme managers

   19 August 2019

   Kernel Wealth Limited

   Kernel Wealth Limited, FSP644609, is a licensed managed investment scheme(MIS) manager.

   https://www.fma.govt.nz/compliance/licensed-providers/kernel-wealth-limited/

5. • Qualifying financial entities

   16 August 2019

   AIA Services New Zealand Limited

   AIA Services New Zealand Limited, previously known as Sovereign Services Limited, FSP38642, is a licensed Qualifying Financial Entity.

   https://www.fma.govt.nz/compliance/licensed-providers/sovereign-services-limited/

6. • Managed investment scheme managers

   15 August 2019

   Koura Wealth Limited

   Koura Wealth Limited, FSP657491, is a licensed Managed Investment Scheme manager.

   https://www.fma.govt.nz/compliance/licensed-providers/koura-wealth-limited/

7. • Digital advice providers

   14 August 2019

   Pinnacle Life Limited

   Pinnacle Life Limited, FSP273205, is an approved digital advice provider.

   https://www.fma.govt.nz/compliance/licensed-providers/pinnacle/

8. • Digital advice providers

   14 August 2019

   Koura Wealth Limited

   Koura Wealth Limited, FSP657491, is an approved digital advice provider.

   https://www.fma.govt.nz/compliance/licensed-providers/koura/

9. • Digital advice providers

   14 August 2019

   Sharesies Limited

   Sharesies Limited, FSP550746, is an approved digital advice provider.

   https://www.fma.govt.nz/compliance/licensed-providers/sharesies/

10. • Qualifying financial entities

    7 August 2019

    Smiths City Finance Limited

    Smiths City Finance Limited, FSP25143, is a licensed Qualifying Financial Entity.

    https://www.fma.govt.nz/compliance/licensed-providers/smiths-city-finance-limited/

11. • DIMS

    24 June 2019

    Jarden Securities Limited

    Jarden Securities Limited formerly known as First NZ Capital Securities Limited, FSP3202, is licensed to provide Discretionary Investment Management Services (DIMS).

    https://www.fma.govt.nz/compliance/licensed-providers/first-nz-capital-securities-limited/

12. • DIMS

    29 May 2019

    Findex Advice Services NZ Limited

    Findex Advice Services NZ Limited previously known as Wealth Works Limited, FSP46362, is licensed to provide Discretionary Investment Management Services (DIMS).

    https://www.fma.govt.nz/compliance/licensed-providers/wealth-works-limited/

13. • Qualifying financial entities

    16 May 2019

    Booster Financial Services Limited

    Booster Financial Services Limited, FSP28287, is a licensed Qualifying Financial Entity.

    https://www.fma.govt.nz/compliance/licensed-providers/booster-financial-services-limited/

14. • Managed investment scheme managers

    2 May 2019

    PMG Property Funds Management Limited

    PMG Property Funds Management Limited, FSP117931, is a licensed Managed Investment Scheme Manager.

    https://www.fma.govt.nz/compliance/licensed-providers/property-managers-limited/

15. • Independent trustees

    26 April 2019

    Sumati Govind

    Sumati Govind is a licensed independent trustee.

    https://www.fma.govt.nz/compliance/licensed-providers/sumati-govind/

16. • Designated settlement systems

    25 February 2019

    Designated settlement systems

    There are two designated settlement systems the FMA is jointly responsible for regulating with the RBNZ: NZClear and New Zealand Clearing and Depository Corporation Limited (NZCDC)

    https://www.fma.govt.nz/compliance/licensed-providers/designated-settlement-systems/

17. • DIMS

    25 February 2019

    Totara Wealth Management Limited

    Totara Wealth Management Limited, FSP561546, is a licensed to provide Discretionary Investment Management Services (DIMS).

    https://www.fma.govt.nz/compliance/licensed-providers/totara-wealth-management-limited/

18. • Digital advice providers

    13 February 2019

    National Capital Limited

    National Capital Limited, FSP639129, is an approved digital advice provider.

    https://www.fma.govt.nz/compliance/licensed-providers/national-capital-limited/

19. • Qualifying financial entities

    19 December 2018

    FOXPLAN LIMITED

    FOXPLAN LIMITED, FSP39630, is a licensed Qualifying Financial Entity.

    https://www.fma.govt.nz/compliance/licensed-providers/foxplan-limited/

20. • Independent trustees

    3 December 2018

    Richard Graham Ansell

    Richard Graham Ansell, FSP625969, is a licensed Independent Trustee.

    https://www.fma.govt.nz/compliance/licensed-providers/richard-graham-ansell/