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Financial Markets Conduct Act exemptions

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Found 113 results. Displaying page 5 of 6

    16 September 2016

    Financial Markets Conduct (Licensed Independent Trustees of Restricted Schemes) Exemption Notice 2016

    Financial Markets Conduct (Licensed Independent Trustees of Restricted Schemes) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-licensed-independent-trustees-of-restricted-schemes-exemption-notice-2016/

    1 May 2016

    Financial Markets Conduct (Craigs Investment Partners Limited Contingency DIMS) Exemption Notice 2016

    Expires: This notice is revoked on the earlier of:— (a) any variation to or cancellation of a DIMS licence which has been granted to CIP, the effect of which is that CSL is not authorised to act as a custodian for financial products acquired or disposed of under CIP’s DIMS; or (b) the close of 1 May 2021. Financial Markets Conduct Act (Craigs Investment Partners Limited Contingency DIMS) Exemption Notice 2016  ...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-act-craigs-investment-partners-limited-contingency-dims-exemption-notice-2016/

    11 March 2016

    Financial Markets Conduct (AMP Wealth Management New Zealand Limited – Australian Registers) Exemption Notice 2016

    Financial Markets Conduct (AMP Wealth Management New Zealand Limited – Australian Registers) Exemption Notice 2016 Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-amp-wealth-management-new-zealand-limited-australian-registers-exemption-notice-2016/

    5 February 2016

    Financial Markets Conduct (Wholesale Investor Exclusion—$750,000 Minimum Investment) Exemption Notice 2016

    Financial Markets Conduct (Wholesale Investor Exclusion—$750,000 Minimum Investment) Exemption Notice 2016 RIS: Investor warning and acknowledgement exemptions for the $750,000 minimum investment wholesale investor exclusion     Share this Share on Facebook Tweet this Email this Back to top...

    https://www.fma.govt.nz/compliance/exemptions/current-exemption-notices/financial-markets-conduct-act-exemptions/financial-markets-conduct-wholesale-investor-exclusion750000-minimum-investment-exemption-notice-2016/

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