Financial Markets Conduct Act (NZX Main Board/Debt Market Listing Rules and NZAX Listing Rules) Approval of Markets Rules Notice April 2017

Pursuant to section 332(1) of the Financial Markets Conduct Act 2013, the Financial Markets Authority gives the following notice.

Contents

1 Title
2 Interpretation
3 Approval of market rules

Notice

1 Title

This notice is the Financial Markets Conduct Act (NZX Main Board/Debt Market Listing Rules and NZAX Listing Rules) Approval of Markets Rules Notice April 2017.

2 Interpretation

(1) In this notice, unless the context otherwise requires, -

Act means the Financial Markets Conduct Act 2013
licensed market means a financial product market that is licensed under section 316 of the Act
NZX means NZX Limited

(2) Any term or expression that is defined in the Act and used, but not defined, in this notice has the same meaning as in the Act.

3 Approval of market rules

(1) The NZX Main Board/Debt Market Listing Rules and NZAX Listing Rules provided to the Financial Markets Authority on 21 February 2017, are approved as market rules for the licensed markets operated by NZX.

Dated at Wellington this 18th day of April 2017

Garth Stanish
Director of Capital Markets
Financial Markets Authority

Explanatory Note

This note is not part of the notice, but is intended to indicate its general effect.

This notice comes into force on 18 April 2017. The notice allows for NZX to replace the NZX Main Board/Debt Market Listing Rules and NZAX Listing Rules dated 7 March 2016 with the NZX Main Board/Debt Market Listing Rules and NZAX Listing Rules provided to the Financial Markets on 21 February 2017.

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