Page last updated: 09 February 2023

Licensed & reporting entities

The businesses/people listed on this page have been granted a licence or have been authorised by the FMA. It's important to only deal with licensed people and businesses because if things go wrong you will have access to free dispute resolution services. Details including the provider's business address, list of services and the name of their independent dispute resolution scheme can be found on the Financial Service Providers Register

Image representing licensed and reporting entities supervised by the FMA

Search Results

Found 289 results. Displaying page 19 of 20

  1. Managed investment schemes

    30 April 2015

    First Mortgage Managers Limited

    First Mortgage Managers Limited, FSP31642, is a licensed Managed Investment Scheme Manager.
  2. Discretionary investment management scheme (DIMS)

    17 April 2015

    Todd Family Office Limited

    Todd Family Office Limited, FSP41181, is licensed to provide Discretionary Investment Management Services (DIMS).
  3. Independent trustee

    30 March 2015

    Ewen Thomas Griffiths

    Ewen Thomas Griffiths, FSP185844, is a licensed Independent Trustee.
  4. Independent trustee

    24 March 2015

    Helen Margaret McKenzie

    Helen Margaret McKenzie, FSP420706, is a licensed Independent Trustee.
  5. Managed investment schemes

    30 January 2015

    Harbour Asset Management Limited

    Harbour Asset Management Limited, FSP3241, is a licensed Managed Investment Scheme Manager.
  6. Derivative Issuer

    22 January 2015

    Convera Australia Pty Ltd.

    Convera Australia Pty Ltd. (previously Western Union Business Solutions (Australia) Pty Ltd) is a licensed derivatives issuer. Their license number is FSP168204
  7. Derivative Issuer

    12 December 2014

    CMC Markets NZ Limited

    CMC Markets NZ Limited, FSP41187, is a licensed derivatives issuer
  8. Market operator

    1 December 2014

    ICE Futures Europe

    ICE Futures Europe are licensed market operators. Their licensed market is ICE Futures Europe.
  9. Independent trustee

    1 December 2014

    Brian Leonard Mason

    Brian Leonard Mason, FSP387968, is a licensed Independent Trustee.
  10. Independent trustee

    1 December 2014

    Bruce John Kerr

    Bruce John Kerr, FSP367606, is a licensed Independent Trustee.