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Page last updated: 09 February 2023

Licensed & reporting entities

The businesses/people listed on this page have been granted a licence or have been authorised by the FMA. It's important to only deal with licensed people and businesses because if things go wrong you will have access to free dispute resolution services. Details including the provider's business address, list of services and the name of their independent dispute resolution scheme can be found on the Financial Service Providers Register. 

Image representing licensed and reporting entities supervised by the FMA

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Found 291 results. Displaying page 9 of 20

  1. Designated Business Group (DBG)

    23 July 2021

    Mainland Capital DBG

    Mainland Capital DBG including: Mainland Capital Investment Management Limited, Mainland Capital Limited and MCGF Trustee Limited
  4. Market operator

    23 June 2021

    NZX Limited

    NZX Limited is a licensed market operator.
  6. Designated Business Group (DBG)

    8 June 2021

    OneLend DBG

    OneLend DBG including: OneLend Limited and OneLend Trustee Limited
  7. Derivative Issuer

    3 June 2021

    Trademax Global Markets (NZ) Limited

    Trademax Global Markets (NZ) Limited (formerly Carrick Just Capital Markets Limited), FSP569807, is a licensed Derivatives Issuer.
  8. Managed investment schemes

    14 May 2021

    Medical Funds Management Limited

    Medical Funds Management Limited is a Managed Investment Scheme Manager and is licensed by the FMA.
  9. Discretionary investment management scheme (DIMS)

    12 May 2021

    Myfiduciary (CNI) Ltd

    Myfiduciary (CNI) Ltd is a icenced DIMS provider. They were previously known as.Taupō Moana Investments Limited (FSP623349).
  10. Designated Business Group (DBG)

    10 May 2021

    Brunner and Avon Capital

    Brunner and Avon Capital including: Brunner Capital Limited, and Avon Capital Limited
  11. Discretionary investment management scheme (DIMS)

    22 March 2021

    R A C Grimes Limited

    R A C Grimes Limited (FSP752972) is a licenced DIMS provider.
  12. Derivative Issuer

    19 March 2021

    Jarden Securities Limited

    Jarden Securities Limited, FSP3202, is a licensed derivatives issuer.
  13. Independent trustee

    2 December 2020

    Warren Douglas Potter

    Warren Douglas Potter is a licensed independent trustee. FSP No: FSP738531.
  15. Designated business settlements

    24 August 2020

    Designated settlement systems

    There are two designated settlement systems the FMA is jointly responsible for regulating with the RBNZ: NZClear and New Zealand Clearing and Depository Corporation Limited (NZCDC)