24 November 2020

Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2020

Name of Notice Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2020
Gazette Notification Date 2020-11-20
Date In Force 2020-12-01
LI Number N/A
SL Number
Act Financial Markets Conduct Act 2013
Type Individual Exemption Notice
Expiry Date 2025-11-30

The Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2020 exempts the named entities from holding a financial product market license under the Financial Markets Conduct Act 2013. Download the notice PDF