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While the law gives us broad powers to grant exemptions from compliance with specific provisions in the FMC Act, we consider that our exemption power only extends to compliance provisions, not to liability provisions.
The notice exempts small to medium-sized licensed providers of DIMS from certain financial reporting and audit obligations under the Financial Markets Conduct Act 2013.
The Financial Markets Conduct (Climate-related Disclosures - Coöperatieve Rabobank U.A) Exemption Amendment Notice 2025 (Notice) amends the Financial Markets Conduct (Climate-related Disclosures - Coöperatieve Rabobank U.A) Exemption Notice 2024 (Principal Notice).
The Financial Markets Conduct (Vision Invest NZ Funds) Exemption Notice 2025 (Notice) exempts FundRock NZ Limited (FundRock) in respect of the Vision Income Fund (Fund) from certain disclosure provisions of Schedule 4 of the Financial Markets Conduct Regulations 2014 (the Regulations) relating to details being provided on Disclose Register about loans made by FundRock NZ Limited (FundRock) that are assets of the Fund. The exemption is subject to alternative disclosures being provided to investors.
The Financial Markets Conduct (Conduct of Financial Institutions – Australia and New Zealand Banking Group Limited) Exemption Notice 2025 (Notice) relates to two independent and discrete activities undertaken by Australia and New Zealand Banking Group Limited (ANZBGL).
The Financial Markets Conduct (Conduct of Financial Institutions — QBE Insurance (Australia) Limited) Exemption Notice 2025 (Notice) exempts QBE Insurance (Australia) Limited (QBE), for three months, from the requirements under the Financial Markets Conduct Act 2013 (as amended by the Financial Markets (Conduct of Financial Institutions) Amendment Act 2022)
The Financial Markets Conduct (Conduct of Financial Institutions — First Insurance Limited) Exemption Notice 2025 (Notice) exempts First Insurance Limited (FIL) for three months from the requirements under the Financial Markets Conduct Act 2013 (as amended by the Financial Markets (Conduct of Financial Institutions) Amendment Act 2022)
The Financial Markets Conduct (Conduct of Financial Institutions – Marac Insurance Limited) Exemption Notice 2025, exempts Marac Insurance Limited (MIL)
The Financial Markets Conduct (Goodman Property Services (NZ) Limited) Exemption Notice 2025 exempts Goodman Property Services (NZ) Limited (GPSNZ) from Part 3 of the Financial Markets Conduct Act 2013 (the FMC Act)
This notice provides exemptions for certain overseas providers of custodial services from getting an assurance engagement with a New Zealand auditor that complies with certain requirements in the Financial Markets Conduct Regulations 2014 (FMC Regulations).
The Financial Markets Conduct (Conduct of Financial Institutions — Veterinary Professional Insurance Society Incorporated) Exemption Notice 2025 (Notice) exempts Veterinary Professional Insurance Society Incorporated (VPIS) from the requirements under the Financial Markets Conduct Act 2013
The Financial Markets Conduct (Climate-related Disclosure – FMG Insurance Limited) Exemption Notice 2025 (Notice) exempts FMG Insurance Limited (FMGIL).
The Financial Markets Conduct (CIP Group) Exemption Notice 2025 (Notice) exempts CIP Holdings No. 2 Limited (CIPH2L), CIP Holdings Limited (CIPHL), and Crown TopCo Limited (New TopCo), from Part 3 of the Financial Markets Conduct Act 2013 (Act)
The Financial Markets Conduct (Conduct of Financial Institutions — Vero Liability Insurance Limited) Exemption Notice 2024 (Notice) exempts Vero Liability Insurance Limited (VL) from the requirements under the Financial Markets Conduct Act 2013 (as amended by the Financial Markets (Conduct of Financial Institutions) Amendment Act 2022) (the Act) to be licensed as a financial institution; and establish, implement, maintain, and comply with an effective fair conduct programme.
The Exemption Notice exempts Resolution Life New Zealand Limited (RLNZL) from the requirements under the Financial Markets Conduct Act 2013.
The Financial Markets Conduct (Conduct of Financial Institutions - ACS (NZ) Limited) Exemption Notice 2024, exempts ACS (NZ) Limited (ACS), an insurer that is a Financial Institution from certain requirements under the Financial Markets Conduct Act 2013.