Back
Page last updated: 23 November 2022

FMC Act exemptions

While the law gives us broad powers to grant exemptions from compliance with specific provisions in the FMC Act, we consider that our exemption power only extends to compliance provisions, not to liability provisions.

Search Results

Found 15 results. Displaying page 1 of 1

  1. 22 January 2025

    Financial Markets Conduct (CIP Group) Exemption Notice 2025

    The Financial Markets Conduct (CIP Group) Exemption Notice 2025 (Notice) exempts CIP Holdings No. 2 Limited (CIPH2L), CIP Holdings Limited (CIPHL), and Crown TopCo Limited (New TopCo), from Part 3 of the Financial Markets Conduct Act 2013 (Act)

  8. 3 April 2025

    Financial Markets Conduct (Vision Invest NZ Funds) Exemption Notice 2025

    The Financial Markets Conduct (Vision Invest NZ Funds) Exemption Notice 2025 (Notice) exempts FundRock NZ Limited (FundRock) in respect of the Vision Income Fund (Fund) from certain disclosure provisions of Schedule 4 of the Financial Markets Conduct Regulations 2014 (the Regulations) relating to details being provided on Disclose Register about loans made by FundRock NZ Limited (FundRock) that are assets of the Fund. The exemption is subject to alternative disclosures being provided to investors.