Page last updated: 29 September 2022

Expired exemptions

FMA archives all exemptions after they expire as a helful reference to those who may apply for an exemption in the future.

Expired exemptions

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Found 485 results. Displaying page 5 of 33

  1. 25 October 2019

    Financial Markets Conduct (trueEX LLC) Exemption Revocation Notice 2019

    The Financial Markets Conduct (trueEX LLC) Exemption Revocation Notice 2019 revokes the Financial Markets Conduct (trueEX LLC) Exemption Notice 2018 which exempted trueEX from having to be licenced to provide a financial product market. This exemption revoking the earlier exemption has been granted on the request of trueEX as it is no longer operating the financial product market.
  2. 25 October 2019

    Financial Markets Conduct (trueEX LLC) Exemption Notice 2018

    The Financial Markets Conduct (trueEX LLC) Exemption Revocation Notice 2019 revokes the Financial Markets Conduct (trueEX LLC) Exemption Notice 2018 which exempted trueEX from having to be licenced to provide a financial product market. This exemption revoking the earlier exemption has been granted on the request of trueEX as it is no longer operating the financial product market. Expired
  3. 22 October 2019

    Financial Markets Conduct Act (Masthead Joint Venture) Exemption Notice 2014

    This notice, which comes into force on 1 December 2014 and is revoked on 30 November 2019, exempts certain trustees from regulation 139 of the Financial Markets Conduct Regulations 2014 to the extent that the regulation requires event disclosures given by those trustees to have attached a full copy of the joint venture agreement that constitutes the Masthead Joint Venture. - expired