Page last updated: 29 September 2022

Expired exemptions

FMA archives all exemptions after they expire as a helful reference to those who may apply for an exemption in the future.

Expired exemptions

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Found 503 results. Displaying page 8 of 34

  1. 30 August 2018

    Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice 2018

    The principal notice permits entities listed in Schedule 1 of the notice to provide personalised services to retail clients where those services are provided through a digital advice facility. This notice amends the principal notice to add Nikko Asset Management New Zealand Limited (Nikko Asset Management) to that list of entities.
  2. 30 August 2018

    Financial Markets Conduct (New Zealand Retirement Trust) Exemption Notice 2018

    Financial Markets Conduct (New Zealand Retirement Trust) Exemption Notice 2018 exempts AMP Wealth Management New Zealand Limited (specified manager) as manager of the New Zealand Retirement Trust (specified scheme) from the requirement to restrict membership of the workplace savings section, conditions apply. Read more.