Consultation: Related party transactions insights

We are seeking feedback on a draft paper that explains our position on certain related party transactions involving registered managed investment schemes (MIS).

The paper covers:

• the ‘why’ behind the related party transaction provisions in the Financial Markets Conduct Act 2023;
• a brief overview of the legislative requirements; and
• how we think certain key aspects of the requirements should be applied in practice.

The paper is intended to give MIS managers and supervisors greater clarity on how we expect the existing law to be applied. It does not introduce new obligations or change current legal requirements. It also does not cover the related party transaction rules that apply to DIMS licensees or FMC reporting entities for financial reporting purposes.

We invite your feedback to support development of this paper. Please use the feedback form above.

Download the Related party transactions insights consultation paper [550KB]