Milford Asset Management Limited

Timeline

18 June 2015 

The FMA has reached an agreement with Milford to resolve the issues relating to Milford (but excluding the trader) arising from the investigation, under which Milford has agreed to make payments totalling $1.5m. Milford also undertakes to complete recommendations made by PwC regarding improvements to its trading systems and controls.

• Download Milford Asset Management Limited settlement agreement PDF.