Page last updated: 09 September 2024

Warnings and alerts

This list of warnings and alerts on this page contains the names of businesses or individuals you should be wary of if you are planning to invest. The list is not exhaustive and there is no guarantee that the business or individual listed has not changed their name.

713 results found

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US International Bureau For Trading

This is a fake regulator and has no connection to New Zealand FMA.

Commodities Futures Trading Authority Ltd

Commodities Futures Trading Authority Ltd is a fake regulator

American Financial Group

American Financial Group is a suspected scam

Horizon Financial Management

Horizon Financial Management is a suspected scam

Share Buyers Limited

Unsolicited offers – the amount offered per share is less than the current market price of the shares.

SuperLife Limited and SuperLife Trustees Limited

We are seriously concerned about SuperLife's sales practices and potential non-compliance with the law.

EquiAsia Group Limited

EquiAsia Group Limited is a suspected scam

Bernard Whimp

Shareholders in several listed companies have complained to the Securities Commission about offers made in March 2011 from limited partnerships associated with Mr Bernard Whimp. Read more.