Page last updated: 09 September 2024

Warnings and alerts

This list of warnings and alerts on this page contains the names of businesses or individuals you should be wary of if you are planning to invest. The list is not exhaustive and there is no guarantee that the business or individual listed has not changed their name.

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Managed Forex Hub Limited

We have issued a formal warning to Andrew James Sturge, the sole director and shareholder of Managed Forex Hub Limited under s 9 of the Financial Markets Authority Act 2011.

The Kimble, May and Bains Group (The KMB Group)

The KMB Group is not a registered New Zealand Company and is not registered to provide financial services in New Zealand.

Securities and Acquisition Conduct Commission

The Securities and Acquisition Conduct Commission is not a legitimate financial services regulator in New Zealand.

Crafters & Co. Limited and Hadleigh Petherick

Misleading or deceptive statements regarding financial position included in an investment memorandum for Crafters & Co. Limited which was used as part of a crowdfunding campaign.

Monetary Exchange Commission of New Zealand

The Monetary Exchange Commission of New Zealand is not a valid financial services regulator in New Zealand.

Redfield Markets Limited

Plus Option (trading name) is not registered to provide financial services in New Zealand.

Markets Trading Ltd

The Financial Conduct Authority (FCA), in the UK, issued a warning that Markets Trading Ltd is not authorised by the FCA and they believe it is carrying on regulated activities which require authorisation.

Sajid Abdul Sattar Shaikh, director of Golden Tangent Holdings Limited

We are of the view that Mr Shaikh provided false information to the FMA when applying for re-registration on the Financial Service Providers Register for a company that he was a director of.

lansforex.com

www.lansforex.com is not operated by nor associated with the Lan’s Enterprise Limited, and it is displaying Lan’s Enterprise Limited’s company and FSPR registration details without authority.

Financial Investments and Conduct Commission

Kapuni Ventures is not a registered New Zealand Company and is not registered to provide financial services in New Zealand.

Oproserv Limited

FMA notes a recent warning by the Australian Securities and Investments Commission (ASIC) in relation to Oproserv Limited.

Foreign Investment and Conduct Commission

Foreign Investment and Conduct Commission is not a valid financial services regulator in New Zealand.

Capital Strategy Partners (CSP)

CSP is not registered as a financial service provider in New Zealand and is therefore not permitted to provide financial services to New Zealand residents.

GSI Markets

The Financial Conduct Authority in the UK warns that GSI Markets is not authorised to provide financial services or products.

Bridge Capital Advisors

The Australian Securities and Investments Commission (ASIC) warn that Bridge Capital Advisors could be involved in a scam and is an unlicensed entity in Australia.

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