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Found 1610 results. Displaying page 75 of 108

25 November 2016

161125 ANZ Investment Services New Zealand Limited Section 68 Notice

The notice under Section 68 of FMC Act to ANZ Investment Services New Zealand Limited, 25 November 2016.

Tags

Waivers, Business

Type

PDF
24 November 2016

Exemption Notice - Financial Markets Conduct NZ Mortgage Income Trust No 2 Group Investment Fund

Financial Markets Conduct Exemption Notice 2016: NZ Mortgage Income Trust (No 2 Fund) Group Investment Fund.

Tags

Exemptions, Business

Type

PDF
22 November 2016

Response to submissions on regulatory returns for prescribed intermediary services

In October 2016 we consulted on the information we will request from crowdfunding and peer-to-peer lending licensees through annual regulatory returns. This document details our response to submissions.

Tags

Crowdfunding providers, Consultations, Roles, Business, Peer-to-peer lending service providers

Type

PDF
18 November 2016

Exemption notice - Financial Markets Conduct Antipodes Gold Limited

Financial Markets Conduct (Antipodes Gold Limited) Exemption Notice 2016

Tags

Exemptions, Business

Type

PDF
18 November 2016

Exemption Notice - Financial Markets Conduct Bonus Bonds 2016

Financial Markets Conduct (Bonus Bonds) Exemption Notice 2016.

Tags

Exemptions, Business

Type

PDF
18 November 2016

Exemption Notice - Financial Markets Conduct Forestry Schemes

Financial Markets Conduct (Forestry Schemes) Exemption Notice 2016

Tags

Exemptions, Business

Type

PDF
16 November 2016

Exemption notice - Complectus Ltd

Financial Markets Conduct (Complectus Limited)
Exemption Notice 2016

Tags

Exemptions, Business

Type

PDF
15 November 2016

How the FMC Act will affect companies and incorporated societies that manage communal facilities

This information sheet explains how the FMC Act will affect companies and incorporated societies that manage communal facilities.

Tags

Client money or property services provider, Roles, Business

Type

PDF, Information Sheet
14 November 2016

Exemption notice - Financial Markets Conduct Complectus Trustee Services Limited

Financial Markets Conduct (Complectus Trustee Services Limited) Exemption Notice 2016

Tags

Exemptions, Business

Type

PDF
14 November 2016

Exemption Notice - Financial Markets Conduct Kiwi Capital Funding Limited

Financial Markets Conduct (Kiwi Capital Funding Limited) Exemption Notice 2016

Tags

Exemptions, Business

Type

PDF
11 November 2016

Exemption notice - Financial Markets Conduct Corporate Trustees

Financial Markets Conduct (Corporate Trustees) Exemption Notice 2016

Tags

Exemptions, Business

Type

PDF
4 November 2016

Exemption Notice - Financial Markets Conduct Midlands Mortgage Trust Group Investment Fund

Financial Markets Conduct (Midlands Mortgage Trust Group
Investment Fund) Exemption Notice 2016

Tags

Exemptions, Business

Type

PDF
3 November 2016

Exemption notice - AMP legacy superannuation schemes

This Financial Markets Conduct Act Exemption Notice 2016 granted to AMP Legacy Superannuation Schemes.

Tags

Exemptions, Business

Type

PDF
2 November 2016

Exemption Notice - Financial Markets Conduct Arria NLG Limited

Financial Markets Conduct (Arria NLG Limited Scheme) Exemption Notice 2016

Tags

Exemptions, Business

Type

PDF
1 November 2016

Exemption notice - Financial Markets Conduct Fonterra Shareholders Fund

Financial Markets Conduct (Fonterra Shareholders' Fund) Exemption Notice 2016

Tags

Exemptions, Business

Type

PDF