Page last updated: 19 July 2024

Consultations – 2024

Consultation is an important part of our policy development process. Our consultation is designed to encourage quality engagement from interested businesses and individuals, balanced with the need to complete policy work within the required timeframe. When consulting on policy development we will:

post upcoming consultation on our homepage calendar as they are scheduled
publish consultation documents that clearly describe the issue we’re seeking feedback on
provide a reasonable amount of time for respondents to provide quality feedback. If you need more time, please contact the FMA
publish the feedback we receive through consultation, usually via a summary of the key themes, our response and the names of submitters
undertake further consultation if our initial proposal changes significantly and we need additional feedback
publish a regulatory impact statement for significant policy decisions

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Found 117 results. Displaying page 3 of 8

Closed - with decision

13 December 2022

Consultation paper: Review of the Small Co-operatives and Irrigation Companies Class Exemptions

We are seeking feedback on two class exemption notices, being: the Financial Markets Conduct (Small Co-operatives) Exemption Notice 2021 the Financial Markets Conduct (Irrigation Companies) Exemption Notice 2018. The notices provide small co-operative companies, industrial and provident societies, and irrigation companies with a lighter regulatory compliance pathway.
Closed - with decision

30 November 2022

Consultation: Proposed standard conditions for financial institution licences

Consultation on the FMA’s proposed standard conditions for financial institution licences, as part of the Financial Markets (Conduct of Institutions) Amendment Act 2022 (CoFI Act). and post consultation documents.
Closed - with decision

23 November 2022

Consultation paper: Proposed financial reporting exemptions for FMC reporting entities in liquidation, receivership or voluntary administration

The FMA is seeking feedback on our proposed class relief from certain financial reporting obligations for insolvent FMC reporting entities.
Closed - pending response

22 November 2022

Consultation: Potential changes to the assurance requirement in the climate-related disclosures regime

Consultation closed: The Ministry of Business, Innovation and Employment (MBIE) and the Ministry for the Environment (MfE) have opened consultation on potential changes to the assurance requirement in the climate-related disclosures regime.
Closed - with decision

31 October 2022

Consultation: Proposed guidance and expectations for keeping proper accounting records

Consultation for FMC reporting entities on proposed guidance to keep proper accounting records.
Closed - with decision

10 October 2022

Consultation: Proposed regulatory returns for licensed Class 1 financial advice providers (FAPs)

Consultation closed - This consultation is primarily intended for Class 1 licensed financial advice providers.
Closed - with decision

10 October 2022

Consultation: Proposed regulatory returns for licensed Class 2 financial advice providers (FAPs)

CONSULTATION CLOSED - This consultation is primarily intended for Class 2 licensed financial advice providers.
Closed - with decision

27 September 2022

Consultation: Proposed guidance for client money or property service providers

Consultation on proposed guidance on the obligations for client money or property service providers.
Closed - with decision

23 September 2022

Consultation: Proposed standards for Financial Market Infrastructure Act

The development of the FMI Standards is a key milestone in the implementation of the FMI Act. The consultation from the RBNZ invites responses by 18 November 2022.
Closed - with decision

12 September 2022

Consultation: Proposed regulatory returns for licensed Class 3 Financial Advice Providers (FAPs)

Consultation on the proposed regulatory returns for licensed Class 3 Financial Advice Providers (FAPs).
Closed - with decision

1 September 2022

Consultation: Proposed class exemption for restricted schemes from certain disclosure and reporting obligations

The FMA is consulting on a proposed class exemption for restricted schemes from certain disclosure and reporting obligations under the Financial Markets Conduct Regulations 2014.
Closed - pending response

11 November 2021

Consultation on expiring class legislative notices

Throughout 2020 and 2021 we will be consulting on a range of class exemption and other legislative notices that are due to expire before the end of 2022.
Closed - with decision

11 November 2021

Consultation paper: Review of the Wholesale Investor Exclusion $750,000 Minimum Investment Exemption

Consultation paper issued by the FMA: Review of the Wholesale Investor Exclusion $750,000 Minimum Investment Exemption
Closed - with decision

13 October 2021

Consultation: Proposed guidance on advertising offers

We are seeking views on proposed guidance on advertising offers of financial products under the Financial Markets Conduct Act 2013. The proposed guidance sets out our expectations of what good conduct in the advertising of financial products looks like. Feedback will be used to help us refine the proposed guidance.
Closed - with decision

12 October 2021

Consultation on the review of AML/ CFT laws

The Government, led by the Ministry Department of Justice, is reviewing the Anti-Money Laundering and Countering Financing Act 2009 (the Act). The Act helps to keep Aotearoa New Zealand safe from money laundering and terrorism financing, so our country has a trustworthy and legitimate financial system.

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